{"url":"https://nivawealth.com/firms/pacific-capital-partners-limited-305066","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305066","regulatoryAum":20685630632,"crd":"305066","secFileNumber":"801-121528","legalName":"Pacific Capital Partners Limited","displayName":"Pacific Capital Partners Limited","website":null,"linkedinUrl":"https://www.linkedin.com/company/pacific-asset-management/","founded":null,"organization":"limited liability company organized in United Kingdom","fiscalYearEnd":"June","headquarters":{"street":"74 Wigmore Street","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"W1U 2SQ"},"tradeNames":[],"registration":{"secApproved":"17 June 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":69,"advisory":21,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":19480707632,"discretionaryAccounts":86,"nonDiscretionary":1204923000,"nonDiscretionaryAccounts":42,"wrapProgram":null,"nonUsClientsPct":96,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":366746731},{"label":"Pooled investment vehicles","clients":33,"regulatoryAum":15229383901},{"label":"Other","clients":94,"regulatoryAum":5089500000}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Pacific Capital Partners Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Lamb","title":"Chief Executive Officer and Executive Director","crd":"7155575"},{"name":"Michael Jones","title":"Chief Financial Officer","crd":"7637734"},{"name":"James Davidson","title":"Chief Operating Officer and Executive Director","crd":"7317536"},{"name":"Amrusta Blignaut","title":"Chief Compliance Officer and Executive Director","crd":"7155541"}],"ownership":[{"label":"Pacific Asset Management LLP","detail":"Shareholder in the 75% or more ownership band and a control person, since April 2024."},{"label":"Pinnacle Investment Management (uk) Limited","detail":"Indirect owner: a shareholder of Pacific Asset Management LLP in the 75% or more band and a control person, since April 2026.","parent":"Pacific Asset Management LLP"},{"label":"Pinnacle Investment Management Limited","detail":"Indirect owner: a shareholder of Pinnacle Investment Management (uk) Limited in the 75% or more band and a control person, since April 2026.","parent":"Pinnacle Investment Management (uk) Limited"},{"label":"Pinnacle Investment Management Group Limited","detail":"Indirect owner: a shareholder of Pinnacle Investment Management Limited in the 75% or more band and a control person, since April 2026.","parent":"Pinnacle Investment Management Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442039703100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":4},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305066/PDF/305066.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pacific Capital Partners Limited have?","answer":"Pacific Capital Partners Limited has 128 clients and manages $20.7 billion for them, as of September 2026. They include 94 other clients, 33 pooled investment vehicles and 1 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pacific Capital Partners Limited offer?","answer":"Pacific Capital Partners Limited provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Pacific Capital Partners Limited have?","answer":"Pacific Capital Partners Limited has 0 investment adviser representatives registered with state securities authorities, out of 69 employees, and 21 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pacific Capital Partners Limited invest in?","answer":"At the end of its last fiscal year, Pacific Capital Partners Limited’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pacific Capital Partners Limited?","answer":"Pacific Capital Partners Limited is owned through a chain of holding companies by Pinnacle Investment Management Group Limited. Its direct owner is Pacific Asset Management LLP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pacific Capital Partners Limited get paid?","answer":"Pacific Capital Partners Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}