{"url":"https://nivawealth.com/firms/pace-financial-advisors-318359","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/318359","regulatoryAum":362100721,"crd":"318359","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8073520","suffix":null,"lastName":"Bastress","firstName":"Dylan","middleName":"Thomas"},{"crd":"6232690","suffix":null,"lastName":"Bauer","firstName":"Nathan","middleName":"Edward"},{"crd":"7919460","suffix":null,"lastName":"Dante","firstName":"Erik","middleName":"Charles"},{"crd":"5753349","suffix":null,"lastName":"Eischen","firstName":"Jeffrey","middleName":"Daniel"},{"crd":"7645409","suffix":null,"lastName":"Eischen","firstName":"Jeremiah","middleName":"Daniel"},{"crd":"7746509","suffix":null,"lastName":"Lawton","firstName":"Grant","middleName":"Douglas"},{"crd":"7877340","suffix":null,"lastName":"Mellinger","firstName":"Kevin","middleName":"Bradley"},{"crd":"6399640","suffix":null,"lastName":"Mettee","firstName":"Christopher","middleName":"Jerome"},{"crd":"8253720","suffix":null,"lastName":"Mitchell","firstName":"Jason","middleName":"Ray"},{"crd":"7692152","suffix":null,"lastName":"Moore","firstName":"Zachary","middleName":"Daniel"},{"crd":"8253722","suffix":null,"lastName":"Wachob","firstName":"Adam","middleName":"Jon"},{"crd":"8253721","suffix":null,"lastName":"Walther","firstName":"Anthony","middleName":"Lee"}],"total":12,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-03","regulatoryAum":160000000,"clients":700,"employees":6,"offices":1},{"filedOn":"2023-04-25","regulatoryAum":191111267,"clients":679,"employees":5,"offices":4},{"filedOn":"2024-03-29","regulatoryAum":300978627,"clients":1130,"employees":9,"offices":2},{"filedOn":"2025-06-02","regulatoryAum":390054826,"clients":1351,"employees":10,"offices":2},{"filedOn":"2026-04-15","regulatoryAum":362100721,"clients":1242,"employees":9,"offices":3}],"secFileNumber":"801-123174","legalName":"Pace Financial Advisors, Inc.","displayName":"Pace Financial Advisors","slug":"pace-financial-advisors-318359","website":"https://pace-fa.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/318359/3e03499f7f1f96d0-r1.webp","tone":"light","width":322,"height":200,"sourceUrl":"https://pace-fa.com/","sourceLabel":"Pace Financial Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/pacefinancialadvisors/","founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"421 Se Washington Street","city":"Hillsboro","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97123"},"tradeNames":[],"registration":{"secApproved":"4 February 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":289481.82016129035,"staff":{"employees":9,"advisory":9,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":362100721,"discretionary":362100721,"discretionaryAccounts":3964,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1161,"regulatoryAum":220250194},{"label":"High-net-worth individuals","clients":79,"regulatoryAum":138707263},{"label":"Pension and profit-sharing plans","clients":2,"regulatoryAum":3143264}],"feePrograms":[{"role":"other","program":"Stand-alone Financial Planning and Consulting","summary":"Stand-alone financial planning and consulting is billed hourly at a maximum of $350 an hour, negotiable and billed in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035416","versionId":1035416,"submittedOn":"2026-03-31","documentName":"PACE FINANCIAL ADVISORS - FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:09:43.791661+00:00","documents":[{"name":"PACE FINANCIAL ADVISORS - FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035416","versionId":1035416,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":362100721}],"custodyNote":"Pace Financial Advisors has custody of $270M in client assets for 1,191 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Eischen","title":"Founder/Principal/Chief Compliance Officer","crd":"5753349"}],"ownership":[{"label":"Jeffrey Eischen","detail":"Founder/principal/chief compliance officer in the 75% or more ownership band and a control person, since September 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":2,"addresses":[{"street":"421 Se Washington Street","city":"Hillsboro","headquarters":true},{"street":"111 Se 3rd Avenue","city":"Hillsboro"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"971-727-8434","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":18},{"label":"Securities issued by registered investment companies or business development companies","percent":76},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"15 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/318359/PDF/318359.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035416","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pace Financial Advisors have?","answer":"Pace Financial Advisors has 1,242 clients and manages $362 million for them, as of April 2026. They include 1,161 individual clients, 79 high-net-worth individuals, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pace Financial Advisors offer?","answer":"Pace Financial Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pace Financial Advisors use?","answer":"Pace Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $362M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pace Financial Advisors have?","answer":"Pace Financial Advisors has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 9 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pace Financial Advisors invest in?","answer":"At the end of its last fiscal year, Pace Financial Advisors’ separately managed accounts held 76% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pace Financial Advisors?","answer":"Pace Financial Advisors’ direct owner is Jeffrey Eischen (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pace Financial Advisors get paid?","answer":"Pace Financial Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Pace Financial Advisors?","answer":"Pace Financial Advisors’ main office is at 421 Se Washington Street, Hillsboro, OR 97123. Its phone number is 971-727-8434. Its website is pace-fa.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}