{"url":"https://nivawealth.com/firms/paamco-prisma-108989","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108989","regulatoryAum":14451096438,"crd":"108989","secFileNumber":"801-57416","legalName":"Paamco Prisma, LLC","displayName":"Paamco Prisma","website":"http://www.paamcoprisma.com/","linkedinUrl":"https://www.linkedin.com/company/paamco","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"660 Newport Center Drive, Suite 930","city":"Newport Beach","state":"CA","stateName":"California","country":"United States","postalCode":"92660"},"tradeNames":["Paamco","Paamco Prisma"],"registration":{"secApproved":"31 March 2000","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":37,"advisory":33,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":14449082050,"discretionaryAccounts":49,"nonDiscretionary":2014388,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":43,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":42,"regulatoryAum":14441124853},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":4052827},{"label":"Charitable organizations","clients":null,"regulatoryAum":2631331},{"label":"State or municipal government entities","clients":null,"regulatoryAum":3287427}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":4187932569}],"custodyNote":"Paamco Prisma has custody of $2.00B for 39 clients.","otherCustodians":[],"leadership":[{"name":"Eric Wolfe","title":"Chief Executive Officer, Manager","crd":"2151424"},{"name":"Beth Leon","title":"Chief Financial Officer","crd":"1283815"},{"name":"Polly Koop","title":"Chief Compliance Officer","crd":"6177477"},{"name":"Mayer Cherem","title":"Chief Investment Officer, Manager","crd":"6466916"}],"ownership":[{"label":"Paamco Prisma Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since June 2017."},{"label":"KKR Topaz LLC","detail":"Indirect owner: a member of Paamco Prisma Holdings, LLC in the 25% to 50% band and a control person, since June 2017.","parent":"Paamco Prisma Holdings, LLC"},{"label":"Pholdings, LLC","detail":"Indirect owner: a member of Paamco Prisma Holdings, LLC in the 50% to 75% band and a control person, since June 2017.","parent":"Paamco Prisma Holdings, LLC"},{"label":"Peter Zakowich","detail":"Indirect owner: manager of Pholdings, LLC and a control person, since June 2017.","parent":"Pholdings, LLC"},{"label":"KKR & Co. Inc.","detail":"Indirect owner: a shareholder of KKR Group Co. Inc in the 75% or more band and a control person, since May 2022.","parent":"KKR Group Co. Inc"},{"label":"Mayer Cherem","detail":"Indirect owner: manager of Paamco Prisma Holdings, LLC and a control person, since August 2018. Also a manager of Pholdings, LLC in the 50% to 75% band and a control person, since June 2017.","parent":"Paamco Prisma Holdings, LLC"},{"label":"Eric Wolfe","detail":"Indirect owner: manager of Paamco Prisma Holdings, LLC and a control person, since August 2018. Also a manager of Pholdings, LLC in the 25% to 50% band and a control person, since June 2017.","parent":"Paamco Prisma Holdings, LLC"},{"label":"KKR Group Holdings Corp.","detail":"Indirect owner: general partner of KKR Group Partnership, L.P. and a control person, since January 2020. Also general partner of KKR Group Holdings L.P. and a control person, since May 2022.","parent":"KKR Group Partnership, L.P."},{"label":"KKR Group Partnership, L.P.","detail":"Indirect owner: a shareholder of KKR Topaz LLC in the 75% or more band and a control person, since January 2020.","parent":"KKR Topaz LLC"},{"label":"Robert Lewin","detail":"Indirect owner: manager of Paamco Prisma Holdings, LLC and a control person, since April 2022.","parent":"Paamco Prisma Holdings, LLC"},{"label":"KKR Group Co. Inc","detail":"Indirect owner: a shareholder of KKR Group Holdings Corp. in the 75% or more band and a control person, since July 2018.","parent":"KKR Group Holdings Corp."},{"label":"KKR Group Holdings L.P.","detail":"Indirect owner: a limited partner of KKR Group Partnership, L.P. in the 25% to 50% band and a control person, since January 2020.","parent":"KKR Group Partnership, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"660 Newport Center Drive, Suite 930","city":"Newport Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"949-261-4900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":4},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":72},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":9,"detail":"Dividend/Interest/Investment Receivables; Term Loans"}],"privateFunds":14},"sources":{"adv1FilingDate":"8 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108989/PDF/108989.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Paamco Prisma have?","answer":"Paamco Prisma has 47 clients and manages $14.5 billion for them, as of May 2026. They include 42 pooled investment vehicles and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Paamco Prisma offer?","answer":"Paamco Prisma provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Paamco Prisma use?","answer":"Paamco Prisma’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $4,187,932,569. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Paamco Prisma have?","answer":"Paamco Prisma has 0 investment adviser representatives registered with state securities authorities, out of 37 employees, and 33 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Paamco Prisma invest in?","answer":"At the end of its last fiscal year, Paamco Prisma’s separately managed accounts held 72% pooled vehicles (private funds and similar), 12% cash and equivalents, 9% dividend/interest/investment receivables; term loans, 4% registered funds (mutual funds, ETFs, BDCs) and 3% non-exchange-traded equities. It advises 14 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Paamco Prisma?","answer":"Paamco Prisma is owned through a chain of holding companies by KKR & Co. Inc., Mayer Cherem, Eric Wolfe and KKR Group Holdings L.P. Its direct owner is Paamco Prisma Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Paamco Prisma get paid?","answer":"Paamco Prisma is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}