{"url":"https://nivawealth.com/firms/owl-creek-wealth-partners-331850","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331850","regulatoryAum":602277002,"crd":"331850","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4141218","suffix":null,"lastName":"APT","firstName":"JUSTIN","middleName":"RICHARD"},{"crd":"6757590","suffix":null,"lastName":"Bineau","firstName":"Brandon","middleName":null},{"crd":"5904237","suffix":null,"lastName":"MILROY","firstName":"JAMES","middleName":"ALEXANDER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-24","regulatoryAum":0,"clients":0,"employees":1,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":362972864,"clients":66,"employees":2,"offices":1},{"filedOn":"2026-09-01","regulatoryAum":602277002,"clients":100,"employees":5,"offices":1}],"secFileNumber":"801-130565","legalName":"Owl Creek Wealth Partners LLC","displayName":"Owl Creek Wealth Partners","slug":"owl-creek-wealth-partners-331850","website":"https://owlcreekwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/331850/2f0b6e5cc2800646-r1.webp","tone":"dark","width":702,"height":200,"sourceUrl":"https://www.owlcreekwealth.com","sourceLabel":"OWL Creek Wealth Partners, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/owl-creek-wealth-partners","founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8101 E. Prentice Ave, Suite 675","city":"Greenwood Village","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80111"},"tradeNames":[],"registration":{"secApproved":"27 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5935883.19,"staff":{"employees":5,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":602277002,"discretionary":553241038,"discretionaryAccounts":539,"nonDiscretionary":49035964,"nonDiscretionaryAccounts":68,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":11,"regulatoryAum":3765187},{"label":"High-net-worth individuals","clients":89,"regulatoryAum":589823132},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":8688683}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":0.95,"from":0},{"to":3000000,"pct":0.85,"from":1000000},{"to":5000000,"pct":0.75,"from":3000000},{"to":null,"pct":0.5,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056759","versionId":1056759,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-01","documentName":"PART 2A BROCHURE","fee_rate_low":0.5,"fee_rate_high":0.95,"fee_negotiable":true,"minimum_account":5000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting","summary":"Consulting for a limited scope of work is negotiated with the client, billed as services are rendered, under a separate agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056759","versionId":1056759,"submittedOn":"2026-09-01","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:55:55.155046+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056759","versionId":1056759,"submittedOn":"2026-09-01"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":573901398}],"custodyNote":"Owl Creek Wealth Partners has custody of $259M in client assets for 115 clients.","leadership":[{"name":"Justin Apt","title":"CCO, Managing Member","crd":"4141218"}],"ownership":[{"label":"Justin Apt","detail":"Cco, managing member in the 75% or more ownership band and a control person, since June 2024."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"8101 E. Prentice Ave, Suite 675","city":"Greenwood Village","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-409-4409","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":14},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":67},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":13,"detail":"Limited Partnerships, Interval Funds, (Including Non-Traded Reits), Preferred Stocks, Structured Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331850/PDF/331850.pdf","brochureDate":"1 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056759","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Owl Creek Wealth Partners have?","answer":"Owl Creek Wealth Partners has 100 clients and manages $602 million for them, as of September 2026. They include 89 high-net-worth individuals and 11 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Owl Creek Wealth Partners offer?","answer":"Owl Creek Wealth Partners provides financial planning, portfolio management for individuals and small businesses, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Owl Creek Wealth Partners charge?","answer":"Owl Creek Wealth Partners charges 0.50%–0.95% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000.","source":"PART 2A BROCHURE, filed 1 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Owl Creek Wealth Partners use?","answer":"Owl Creek Wealth Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $574M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Owl Creek Wealth Partners have?","answer":"Owl Creek Wealth Partners has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Owl Creek Wealth Partners invest in?","answer":"At the end of its last fiscal year, Owl Creek Wealth Partners’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 13% other, 4% cash and equivalents and 2% U.S. government and agency bonds. The 13% other category is described as: Limited Partnerships, Interval Funds, (Including Non-Traded Reits), Preferred Stocks, Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Owl Creek Wealth Partners have a minimum investment?","answer":"Yes, Owl Creek Wealth Partners’ minimum account size for its Investment Management is $5M.","source":"PART 2A BROCHURE, filed 1 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Owl Creek Wealth Partners?","answer":"Owl Creek Wealth Partners’ direct owner is Justin Apt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Owl Creek Wealth Partners get paid?","answer":"Owl Creek Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Owl Creek Wealth Partners registered with the SEC?","answer":"Yes, Owl Creek Wealth Partners has been registered with the SEC as an investment adviser since 27 June 2024. Its CRD number is 331850 and its SEC file number is 801-130565.","source":"Form ADV Part 1A, Item 1, filed 1 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Owl Creek Wealth Partners?","answer":"Owl Creek Wealth Partners’ main office is at 8101 E. Prentice Ave, Suite 675, Greenwood Village, CO 80111. Its phone number is 303-409-4409. Its website is owlcreekwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}