{"url":"https://nivawealth.com/firms/outcome-driven-strategies-311398","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311398","regulatoryAum":360433390,"crd":"311398","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2516775","suffix":"III","lastName":"BIDDISON","firstName":"THOMAS","middleName":"NICHOLS"},{"crd":"2493513","suffix":"JR","lastName":"HUBER","firstName":"DONALD","middleName":"STEPHEN"},{"crd":"2185673","suffix":null,"lastName":"JOHNSON","firstName":"ERIK","middleName":"DORSEY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-09","regulatoryAum":0,"clients":0,"employees":13,"offices":3},{"filedOn":"2023-06-14","regulatoryAum":139385052,"clients":4,"employees":10,"offices":3},{"filedOn":"2024-03-28","regulatoryAum":196313771,"clients":7,"employees":10,"offices":3},{"filedOn":"2025-03-26","regulatoryAum":235213405,"clients":14,"employees":10,"offices":3},{"filedOn":"2026-03-27","regulatoryAum":360433390,"clients":22,"employees":10,"offices":3}],"secFileNumber":"801-120270","legalName":"Outcome Driven Strategies, LLC","displayName":"Outcome Driven Strategies","slug":"outcome-driven-strategies-311398","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"211 Old Padonia RD","city":"Hunt Valley","state":"MD","stateName":"Maryland","country":"United States","postalCode":"21030"},"tradeNames":[],"registration":{"secApproved":"5 February 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":10,"advisory":6,"brokerDealerReps":4,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":360433390,"discretionary":360433390,"discretionaryAccounts":639,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Other investment advisers","clients":22,"regulatoryAum":360433390}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Outcome Driven Strategies does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher Thome","title":"Chief Compliance Officer","crd":"5488980"},{"name":"Thomas Biddison","title":"Member","crd":"2516775"}],"ownership":[{"label":"Axio Advisors LLC","detail":"Member in the 50% to 75% ownership band and a control person, since July 2020."},{"label":"Cornerstone Advisory","detail":"Member in the 50% to 75% ownership band and a control person, since July 2020."},{"label":"Chesapeake Advisory Group, LLP","detail":"Indirect owner: a owner of Cornerstone Advisory in the 50% to 75% band and a control person, since April 2017.","parent":"Cornerstone Advisory"},{"label":"Private Fund Advisors, Inc.","detail":"Indirect owner: a owner of Cornerstone Advisory in the 25% to 50% band and a control person, since April 2017.","parent":"Cornerstone Advisory"},{"label":"Donald Huber","detail":"Indirect owner: a partner of Chesapeake Advisory Group, LLP in the 50% to 75% band and a control person, since December 2001.","parent":"Chesapeake Advisory Group, LLP"},{"label":"Thomas Biddison","detail":"Indirect owner: a partner of Chesapeake Advisory Group, LLP in the 50% to 75% band and a control person, since December 2001.","parent":"Chesapeake Advisory Group, LLP"},{"label":"Erik Johnson","detail":"Indirect owner: a partner of Private Fund Advisors, Inc. in the 75% or more band and a control person, since October 1997.","parent":"Private Fund Advisors, Inc."},{"label":"Institutional Capital Network, Inc.","detail":"Indirect owner: a sole member of axio advisors llc of Axio Advisors LLC in the 75% or more band, since October 2021.","parent":"Axio Advisors LLC"},{"label":"Icapital Inc.","detail":"Indirect owner: a sole shareholder of institutional capital network, inc. of Institutional Capital Network, Inc. in the 75% or more band and a control person, since August 2022.","parent":"Institutional Capital Network, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":2,"addresses":[{"street":"211 Old Padonia RD","city":"Hunt Valley","headquarters":true},{"street":"2 Evergreen Road","city":"Severna Park"}]},{"state":"New York","offices":1,"addresses":[{"street":"60 East 42nd Street","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410-468-1695","stateRegisteredReps":2,"otherAdviserReps":2,"compensation":["A percentage of assets under management"],"activities":["Other"],"financialPlanningClients":null,"assetMix":[{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":96,"detail":"Structured Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311398/PDF/311398.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Outcome Driven Strategies have?","answer":"Outcome Driven Strategies has 22 clients and manages $360 million for them, as of March 2026. They include 22 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Outcome Driven Strategies have?","answer":"Outcome Driven Strategies has 2 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Outcome Driven Strategies invest in?","answer":"At the end of its last fiscal year, Outcome Driven Strategies’ separately managed accounts held 96% other and 4% cash and equivalents. The 96% other category is described as: Structured Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Outcome Driven Strategies?","answer":"Outcome Driven Strategies is owned through a chain of holding companies by Donald Huber, Thomas Biddison, Erik Johnson and Icapital Inc. Its direct owners are Axio Advisors LLC (50% to 75%) and Cornerstone Advisory (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Outcome Driven Strategies get paid?","answer":"Outcome Driven Strategies is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Outcome Driven Strategies?","answer":"Outcome Driven Strategies’ main office is at 211 Old Padonia RD, Hunt Valley, MD 21030. Its phone number is 410-468-1695.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}