{"url":"https://nivawealth.com/firms/orser-capital-management-144847","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144847","regulatoryAum":289781292,"crd":"144847","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5398952","suffix":"DR.","lastName":"ORSER","firstName":"ELIZABETH","middleName":"KATHLEEN"},{"crd":"1873055","suffix":null,"lastName":"ORSER","firstName":"JAMES","middleName":"BRYCE"},{"crd":"5841813","suffix":null,"lastName":"ORSER","firstName":"WILLIAM","middleName":"BRYCE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-01","regulatoryAum":236067046,"clients":126,"employees":2,"offices":1},{"filedOn":"2022-02-04","regulatoryAum":265546609,"clients":120,"employees":2,"offices":1},{"filedOn":"2023-03-08","regulatoryAum":223517825,"clients":124,"employees":2,"offices":1},{"filedOn":"2024-01-11","regulatoryAum":234683077,"clients":127,"employees":2,"offices":1},{"filedOn":"2025-02-04","regulatoryAum":288538612,"clients":138,"employees":2,"offices":1},{"filedOn":"2026-02-19","regulatoryAum":289781292,"clients":141,"employees":2,"offices":1}],"secFileNumber":"801-80081","legalName":"Orser 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They include 77 individual clients and 64 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Orser Capital Management offer?","answer":"Orser Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Orser Capital Management charge?","answer":"Orser Capital Management charges up to 1.00% a year for its Investment Advisory Fee. The fee is billed in arrears and is negotiable.","source":"ORSER CAPITAL ADV 2A, filed 19 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Orser Capital Management use?","answer":"Orser Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $290M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Orser Capital Management have?","answer":"Orser Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Orser Capital Management invest in?","answer":"At the end of its last fiscal year, Orser Capital Management’s separately managed accounts held 71% exchange-traded equities, 12% U.S. government and agency bonds, 12% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Orser Capital Management?","answer":"Orser Capital Management’s direct owners are Orser Elizabeth (50% to 75%) and James Orser (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 19 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Orser Capital Management get paid?","answer":"Orser Capital Management is paid through a percentage of assets under management. 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