{"url":"https://nivawealth.com/firms/orleans-capital-management-111359","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111359","regulatoryAum":2126643309,"crd":"111359","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2440584","suffix":null,"lastName":"BECKER","firstName":"EMILY","middleName":"CRANE"},{"crd":"8074364","suffix":null,"lastName":"Brookhouse","firstName":"Claire","middleName":"Diane"},{"crd":"7008711","suffix":null,"lastName":"FROMHERZ","firstName":"EUGENIE","middleName":"GREVEMBERG"},{"crd":"6600766","suffix":null,"lastName":"Kimbrough","firstName":"Matthew","middleName":"Blake"},{"crd":"1384172","suffix":"III","lastName":"KING","firstName":"CRESTON","middleName":"ALEXANDER"},{"crd":"8212169","suffix":null,"lastName":"Smith","firstName":"Connor","middleName":"Rollins"},{"crd":"2764924","suffix":null,"lastName":"STRAUSS","firstName":"ROBERT","middleName":"DAVID"},{"crd":"8340039","suffix":null,"lastName":"Zorsky","firstName":"Joshua","middleName":"Paul"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":1584685670,"clients":198,"employees":10,"offices":3},{"filedOn":"2022-06-29","regulatoryAum":1637636324,"clients":197,"employees":9,"offices":3},{"filedOn":"2023-04-28","regulatoryAum":1326186437,"clients":203,"employees":10,"offices":4},{"filedOn":"2024-02-22","regulatoryAum":1594350069,"clients":109,"employees":10,"offices":3},{"filedOn":"2025-03-27","regulatoryAum":1579097376,"clients":116,"employees":11,"offices":3},{"filedOn":"2026-09-14","regulatoryAum":2126643309,"clients":105,"employees":12,"offices":7}],"secFileNumber":"801-39597","legalName":"Orleans Capital Management Corp","displayName":"Orleans Capital Management","slug":"orleans-capital-management-111359","website":"https://orleanscapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/111359/d7253dccc462b0e5-r1.webp","tone":"light","width":974,"height":200,"sourceUrl":"https://orleanscapital.com/","sourceLabel":"Orleans Capital Management Corp, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"830 West Causeway Approach, Suite 1200","city":"Mandeville","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70471"},"tradeNames":[],"registration":{"secApproved":"2 August 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businesses","clients":null,"fewerThan5":true,"regulatoryAum":1533138}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNY Mellon Capital Markets, LLC","shortName":"BNY Mellon Capital Markets","location":"Pittsburgh, PA","smaAssets":370312294},{"name":"Hancock Whitney Investment Services Inc.","shortName":"Hancock Whitney Investment Services","location":"New Orleans, LA","smaAssets":228430542},{"name":"U.S. Bancorp Investments, Inc.","shortName":"U.S. Bancorp Investments","location":"Saint Paul, MN","smaAssets":282565834},{"name":"Argent Trust Company","shortName":"Argent Trust","location":"Ruston, LA","smaAssets":605329134}],"custodyNote":"Orleans Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Emily Becker","title":"President and Director","crd":"2440584"},{"name":"Carrie Brown","title":"Chief Compliance 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Robinson Ave.","city":"Oklahoma City"}]},{"state":"Texas","offices":3,"addresses":[{"street":"3838 Oak Lawn Ave","city":"Dallas"},{"street":"755 E Mulberry","city":"San Antonio"},{"street":"4200 S. Hulen St","city":"Fort Worth"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"504-592-4680","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":47},{"label":"U.S. state and local bonds","percent":8},{"label":"Investment grade corporate bonds","percent":22},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":2,"detail":"Asset Backed Securities"}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111359/PDF/111359.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Orleans Capital Management have?","answer":"Orleans Capital Management has 105 clients and manages $2.13 billion for them, as of September 2026. They include 38 state or municipal government entities, 34 high-net-worth individuals and 18 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Orleans Capital Management offer?","answer":"Orleans Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Orleans Capital Management use?","answer":"Orleans Capital Management’s separately managed account assets are held at Argent Trust Company (Ruston, LA), with $605M, BNY Mellon Capital Markets, LLC (Pittsburgh, PA), with $370M, U.S. Bancorp Investments, Inc. (Saint Paul, MN), with $283M and Hancock Whitney Investment Services Inc. (New Orleans, LA), with $228M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Orleans Capital Management have?","answer":"Orleans Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 12 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Orleans Capital Management invest in?","answer":"At the end of its last fiscal year, Orleans Capital Management’s separately managed accounts held 47% U.S. government and agency bonds, 22% investment grade corporate bonds, 12% cash and equivalents, 9% exchange-traded equities, 8% state and local bonds and 2% other. The 2% other category is described as: Asset Backed Securities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Orleans Capital Management?","answer":"Orleans Capital Management’s direct owner is Argent Financial Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Orleans Capital Management get paid?","answer":"Orleans Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Orleans Capital Management?","answer":"Orleans Capital Management’s main office is at 830 West Causeway Approach, Suite 1200, Mandeville, LA 70471. Its phone number is 504-592-4680. Its website is orleanscapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}