{"url":"https://nivawealth.com/firms/orchard-global-asset-management-287599","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/287599","regulatoryAum":11283147691,"crd":"287599","secFileNumber":"801-110205","legalName":"Orchard Global Asset Management LLP","displayName":"Orchard Global Asset Management","website":"https://www.orchardglobal.com","linkedinUrl":"https://www.linkedin.com/company/orchard-global-asset-management/about/","founded":null,"organization":"limited liability partnership organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"100 Bishopsgate, Sixteenth Floor","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2N 4AG"},"tradeNames":["Orchard Global"],"registration":{"secApproved":"10 April 2017","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":60,"advisory":20,"brokerDealerReps":0,"insuranceAgents":0,"promoters":5},"aum":{"discretionary":9068092819,"discretionaryAccounts":27,"nonDiscretionary":2215054872,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":79,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":28,"regulatoryAum":8364630240},{"label":"Other","clients":10,"regulatoryAum":2918517451}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":2918517451}],"custodyNote":"Orchard Global Asset Management has custody of $9.07B for 27 clients.","otherCustodians":[],"leadership":[{"name":"Paul Horvath","title":"Chief Executive Officer","crd":"2535106"},{"name":"Jin Guo Wong","title":"Chief Financial Officer","crd":"5797212"},{"name":"Hans Gentzel","title":"Chief Operating Officer","crd":"6794562"},{"name":"Simon James","title":"Chief Compliance Officer","crd":"5062704"},{"name":"Pierre Michaud","title":"General Counsel","crd":"6769853"},{"name":"Andrew Weber","title":"Head of Structuring","crd":"2660298"},{"name":"John Young","title":"Chief Investment Officer","crd":"6770021"}],"ownership":[{"label":"Orchard Global Services Limited","detail":"General partner in the 75% or more ownership band and a control person, since October 2008."},{"label":"Ogcg Overseas Holdings LLC","detail":"Indirect owner: a shareholder of Orchard Global Services Limited in the 75% or more band and a control person, since September 2023.","parent":"Orchard Global Services Limited"},{"label":"Ogcg US Holdings LLC","detail":"Indirect owner: a member of Ogcg Overseas Holdings LLC in the 75% or more band and a control person, since September 2023.","parent":"Ogcg Overseas Holdings LLC"},{"label":"Orchard Global Capital Group Inc.","detail":"Indirect owner: a member of Ogcg US Holdings LLC in the 75% or more band and a control person, since September 2023.","parent":"Ogcg US Holdings LLC"},{"label":"Ogcg Intermediate Holdings LLC","detail":"Indirect owner: a shareholder of Orchard Global Capital Group Inc. in the 75% or more band and a control person, since September 2023.","parent":"Orchard Global Capital Group Inc."},{"label":"Hy Strategic Holdings LLC","detail":"Indirect owner: manager of Ogcg Intermediate Holdings LLC and a control person, since July 2023.","parent":"Ogcg Intermediate Holdings LLC"},{"label":"John Young","detail":"Indirect owner: a member of Hy Strategic Holdings LLC in the 25% to 50% band and a control person, since July 2023. Also a class a member of Ogcg Intermediate Holdings LLC in the 25% to 50% band and a control person, since July 2023.","parent":"Hy Strategic Holdings LLC"},{"label":"Paul Horvath","detail":"Indirect owner: a member of Hy Strategic Holdings LLC in the 50% to 75% band and a control person, since July 2023. Also a class a member of Ogcg Intermediate Holdings LLC in the 25% to 50% band and a control person, since July 2023.","parent":"Hy Strategic Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442070600088","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":40},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":59,"detail":"Undrawn Capital, Loans, Credit Linked Notes and Collateralised Loan Obligations."}],"privateFunds":8},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/287599/PDF/287599.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Orchard Global Asset Management have?","answer":"Orchard Global Asset Management has 38 clients and manages $11.3 billion for them, as of March 2026. They include 28 pooled investment vehicles and 10 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Orchard Global Asset Management offer?","answer":"Orchard Global Asset Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Orchard Global Asset Management use?","answer":"Orchard Global Asset Management’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $2,918,517,451. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Orchard Global Asset Management have?","answer":"Orchard Global Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 60 employees, and 20 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Orchard Global Asset Management invest in?","answer":"At the end of its last fiscal year, Orchard Global Asset Management’s separately managed accounts held 59% undrawn capital, loans, credit linked notes and collateralised loan obligations., 40% pooled vehicles (private funds and similar) and 1% cash and equivalents. It advises 8 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Orchard Global Asset Management?","answer":"Orchard Global Asset Management is owned through a chain of holding companies by John Young and Paul Horvath. Its direct owner is Orchard Global Services Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Orchard Global Asset Management get paid?","answer":"Orchard Global Asset Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}