{"url":"https://nivawealth.com/firms/opus-private-wealth-group-171317","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/171317","regulatoryAum":127983745,"crd":"171317","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4457480","suffix":null,"lastName":"CHAPMAN","firstName":"BRADLEY","middleName":"DAMON"},{"crd":"4634982","suffix":null,"lastName":"GUTHRIE","firstName":"DARIN","middleName":"BRITTON"},{"crd":"4122278","suffix":null,"lastName":"MARTINEZ","firstName":"MATTHEW","middleName":"JAMES"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-06","regulatoryAum":102032653,"clients":140,"employees":2,"offices":2},{"filedOn":"2026-02-25","regulatoryAum":127983745,"clients":142,"employees":3,"offices":2}],"secFileNumber":"801-132215","legalName":"Opus Private Wealth Group, LLC","displayName":"Opus Private Wealth Group","slug":"opus-private-wealth-group-171317","website":"https://opuspwg.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/171317/ec1fd7409a17178f-r1.webp","tone":"light","width":453,"height":200,"sourceUrl":"https://www.opuspwg.com","sourceLabel":"Opus Private Wealth Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"500 N. State College BLVD, Suite 1100","city":"Orange","state":"CA","stateName":"California","country":"United States","postalCode":"92868"},"tradeNames":[],"registration":{"secApproved":"20 March 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":901293.9788732395,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":127983745,"discretionary":127983745,"discretionaryAccounts":401,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":390080721,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":107,"regulatoryAum":32799212},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":95184533}],"feePrograms":[{"role":"main","program":"Wrap Comprehensive Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061252","versionId":1061252,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-15","documentName":"OPUS WRAP PROGRAM","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:57:43.018237+00:00","documents":[{"name":"OPUS WRAP PROGRAM","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061252","versionId":1061252,"submittedOn":"2026-10-15"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061251","versionId":1061251,"submittedOn":null}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":127983745}],"custodyNote":"Opus Private Wealth Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Martinez","title":"Member, Chief Compliance Officer","crd":"4122278"},{"name":"Bradley Chapman","title":"Managing Member","crd":"4457480"}],"ownership":[{"label":"Bradley Chapman","detail":"Managing member in the 50% to 75% ownership band and a control person, since July 2014."},{"label":"Matthew Martinez","detail":"Member, chief compliance officer in the 50% to 75% ownership band and a control person, since July 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"500 N. State College BLVD, Suite 1100","city":"Orange","headquarters":true},{"street":"26565 W Agoura Road","city":"Calabasas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"714-660-7490","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"25 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/171317/PDF/171317.pdf","brochureDate":"15 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061252","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Opus Private Wealth Group have?","answer":"Opus Private Wealth Group has 142 clients and manages $128 million for them, as of February 2026. They include 107 individual clients and 35 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Opus Private Wealth Group offer?","answer":"Opus Private Wealth Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Opus Private Wealth Group charge?","answer":"Opus Private Wealth Group charges up to 1.50% a year for its Wrap Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.","source":"OPUS WRAP PROGRAM, filed 15 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Opus Private Wealth Group use?","answer":"Opus Private Wealth Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $128M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Opus Private Wealth Group have?","answer":"Opus Private Wealth Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Opus Private Wealth Group invest in?","answer":"At the end of its last fiscal year, Opus Private Wealth Group’s separately managed accounts held 100% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Opus Private Wealth Group?","answer":"Opus Private Wealth Group’s direct owners are Bradley Chapman (50% to 75%) and Matthew Martinez (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Opus Private Wealth Group get paid?","answer":"Opus Private Wealth Group is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Opus Private Wealth Group?","answer":"Opus Private Wealth Group’s main office is at 500 N. State College BLVD, Suite 1100, Orange, CA 92868. Its phone number is 714-660-7490. Its website is opuspwg.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}