{"url":"https://nivawealth.com/firms/optimus-capital-advisors-147500","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147500","regulatoryAum":264138598,"crd":"147500","history":[{"filedOn":"2023-08-09","regulatoryAum":119490725,"clients":164,"employees":3,"offices":1},{"filedOn":"2024-03-19","regulatoryAum":129112437,"clients":191,"employees":4,"offices":1},{"filedOn":"2025-03-03","regulatoryAum":245070299,"clients":168,"employees":3,"offices":1},{"filedOn":"2026-03-13","regulatoryAum":264138598,"clients":194,"employees":4,"offices":1}],"secFileNumber":"801-128467","legalName":"Optimus Capital Advisors, LLC","displayName":"Optimus Capital Advisors","slug":"optimus-capital-advisors-147500","website":"https://optimusca.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/optimus-capital-advisors-dfw/?viewAsMember=true","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"743 W. 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They include 147 individual clients, 44 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Optimus Capital Advisors offer?","answer":"Optimus Capital Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Optimus Capital Advisors charge?","answer":"Optimus Capital Advisors charges up to 1.00% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.","source":"OPTIMUS CAPITAL ADVISORS, LLC FORM ADV PART 2 BROCHURE, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Optimus Capital Advisors use?","answer":"Optimus Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $251M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Optimus Capital Advisors have?","answer":"Optimus Capital Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Optimus Capital Advisors invest in?","answer":"At the end of its last fiscal year, Optimus Capital Advisors’ separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 6% state and local bonds, 4% cash and equivalents, 2% exchange-traded equities, 2% pooled vehicles (private funds and similar) and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Optimus Capital Advisors?","answer":"Optimus Capital Advisors’ direct owner is John Gesek (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Optimus Capital Advisors get paid?","answer":"Optimus Capital Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Optimus Capital Advisors?","answer":"Optimus Capital Advisors’ main office is at 743 W. Main Street, Coppell, TX 75019. Its phone number is 972-745-7704. Its website is optimusca.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/optimus-capital-advisors-147500/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-16","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2140431/000214043126000005/0002140431-26-000005-index.html","totalValue":186182830,"positionCount":43,"top10Share":0.7295451787901173,"top10":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US COR EQU 2 ETF","cusip":"25434V708","value":26619876,"shares":600087,"shareType":"SH","priorValue":22987025,"priorShares":591534},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US EQUI MARK ETF","cusip":"25434V401","value":25441931,"shares":310495,"shareType":"SH","priorValue":21843535,"priorShares":308046},{"issuer":"EA SERIES TRUST","titleOfClass":"ALPHA ARCH 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}