{"url":"https://nivawealth.com/firms/opportunus-wealth-management-300141","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300141","regulatoryAum":102895047,"crd":"300141","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2174141","suffix":null,"lastName":"CUBBAGE","firstName":"CHRISTOPHER","middleName":"EUGENE"},{"crd":"4962662","suffix":null,"lastName":"Dastrup","firstName":"Garrett","middleName":"Douglas"},{"crd":"5756865","suffix":null,"lastName":"ROMNEY","firstName":"DENNIS","middleName":"RYAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-03","regulatoryAum":311290177,"clients":127,"employees":3,"offices":3},{"filedOn":"2023-03-01","regulatoryAum":297217960,"clients":160,"employees":3,"offices":3},{"filedOn":"2024-03-27","regulatoryAum":68363243,"clients":171,"employees":3,"offices":3},{"filedOn":"2025-03-18","regulatoryAum":77201288,"clients":172,"employees":3,"offices":3},{"filedOn":"2026-03-30","regulatoryAum":102895047,"clients":190,"employees":3,"offices":3}],"secFileNumber":"801-122422","legalName":"Opportunus 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2A"},{"role":"other","program":"Retirement Plan Consulting","summary":"Hourly fee up to $750, flat fees up to $75,000, or fees based on managed plan assets up to 1%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031440","versionId":1031440,"submittedOn":"2026-03-30","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:15:22.111331+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031440","versionId":1031440,"submittedOn":"2026-03-30"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031442","versionId":1031442,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031441","versionId":1031441,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":102895047}],"custodyNote":"Opportunus Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Garrett Dastrup","title":"Managing Principal/CCO","crd":"4962662"}],"ownership":[{"label":"Garrett Dastrup","detail":"Managing principal/cco in the 75% or more ownership band and a control person, since February 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"5775 Jean Road","city":"Lake Oswego"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"253-254-5078","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":18},{"label":"Securities issued by registered investment companies or business development companies","percent":80},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/300141/PDF/300141.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031440","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Opportunus Wealth Management have?","answer":"Opportunus Wealth Management has 190 clients and manages $103 million for them, as of March 2026. They include 87 individual clients, 67 pension and profit-sharing plans, and 36 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Opportunus Wealth Management offer?","answer":"Opportunus Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Opportunus Wealth Management use?","answer":"Opportunus Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $103M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Opportunus Wealth Management have?","answer":"Opportunus Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Opportunus Wealth Management invest in?","answer":"At the end of its last fiscal year, Opportunus Wealth Management’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Opportunus Wealth Management?","answer":"Opportunus Wealth Management’s direct owner is Garrett Dastrup (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Opportunus Wealth Management get paid?","answer":"Opportunus Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Opportunus Wealth Management?","answer":"Its phone number is 253-254-5078. Its website is opportunuswealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}