{"url":"https://nivawealth.com/firms/open-field-capital-136313","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/136313","regulatoryAum":208109253,"crd":"136313","history":[{"filedOn":"2021-03-30","regulatoryAum":77519000,"clients":5,"employees":4,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":152037000,"clients":11,"employees":4,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":104645000,"clients":11,"employees":4,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":135429000,"clients":12,"employees":4,"offices":1},{"filedOn":"2025-06-10","regulatoryAum":162821000,"clients":15,"employees":4,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":208109253,"clients":16,"employees":4,"offices":1}],"secFileNumber":"801-64621","legalName":"Open Field Capital LLC","displayName":"Open Field Capital","slug":"open-field-capital-136313","website":"https://ofcap.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/open-field-capital-limited","xUrl":"https://x.com/OpenFieldCap","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1140 Avenue of the Americas, 9th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10036-5803"},"tradeNames":[],"registration":{"secApproved":"15 August 2005","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":208109253,"discretionary":208109253,"discretionaryAccounts":16,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":13,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":4,"fewerThan5":true,"regulatoryAum":13821607},{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":111194692},{"label":"Other","clients":2,"fewerThan5":true,"regulatoryAum":83092954}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"SEI Investments Company","shortName":"SEI Investments","location":"Oaks, PA","smaAssets":81600000}],"custodyNote":"Open Field Capital has custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Stableford","title":"Director of Portfolios, Chief Compliance Officer","crd":"4405802"},{"name":"Marc Weiss","title":"Chief Investment Officer","crd":"4511170"}],"ownership":[{"label":"Open Field Capital (Cayman) L.P.","detail":"Member in the 75% or more ownership band and a control person, since March 2006."},{"label":"Marc Weiss","detail":"Indirect owner: a limited partner of Open Field Capital (Cayman) L.P. in the 25% to 50% band and a control person, since August 2005.","parent":"Open Field Capital (Cayman) L.P."},{"label":"James Stableford","detail":"Indirect owner: a beneficial owner of Open Field Capital (Cayman) L.P. Funded Unapproved Retirement Benefit Scheme in the 25% to 50% band and a control person, since August 2005.","parent":"Open Field Capital (Cayman) L.P. Funded Unapproved Retirement Benefit Scheme"},{"label":"Open Field Capital (Cayman) L.P. Furbs, Subaccount James Stableford","detail":"Indirect owner: a limited partner of Open Field Capital (Cayman) L.P. in the 25% to 50% band and a control person, since August 2005.","parent":"Open Field Capital (Cayman) L.P."},{"label":"Open Field Capital LLC","detail":"Indirect owner: sole member of Open Field Cayman GP LLC and a control person, since March 2021.","parent":"Open Field Cayman GP LLC"},{"label":"Open Field Cayman GP LLC","detail":"Indirect owner: general partner of Open Field Capital (Cayman) L.P. and a control person, since October 2021.","parent":"Open Field Capital (Cayman) L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"1140 Avenue of the Americas, 9th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-380-6611","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":10},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/136313/PDF/136313.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Open Field Capital have?","answer":"Open Field Capital has 16 clients and manages $208 million for them, as of March 2026. They include 10 pooled investment vehicles, 4 high-net-worth individuals and 2 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Open Field Capital offer?","answer":"Open Field Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Open Field Capital use?","answer":"Open Field Capital’s separately managed account assets are held at SEI Investments Company (Oaks, PA), with $81.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Open Field Capital have?","answer":"Open Field Capital has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Open Field Capital invest in?","answer":"At the end of its last fiscal year, Open Field Capital’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents. It advises 10 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Open Field Capital?","answer":"Open Field Capital is owned through a holding company by Marc Weiss and Open Field Capital (Cayman) L.P. Furbs, Subaccount James Stableford. Its direct owners are Open Field Capital (Cayman) L.P. (75% or more) and James Stableford (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Open Field Capital get paid?","answer":"Open Field Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Open Field Capital?","answer":"Open Field Capital’s main office is at 1140 Avenue of the Americas, 9th Floor, New York, NY 10036-5803. Its phone number is 646-380-6611. Its website is ofcap.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}