{"url":"https://nivawealth.com/firms/omnicap-group-133387","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/133387","regulatoryAum":6508395000,"crd":"133387","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4954727","suffix":null,"lastName":"DALY","firstName":"DANIEL","middleName":"CHRISTOPHER"},{"crd":"4528727","suffix":null,"lastName":"MCROBERTS","firstName":"EDWARD","middleName":"HERSCHEL"},{"crd":"6965731","suffix":null,"lastName":"Meraz","firstName":"Angel","middleName":"A"},{"crd":"4389122","suffix":null,"lastName":"SMITH","firstName":"JEFFREY","middleName":"STANLEY"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":1882175000,"clients":4,"employees":11,"offices":2},{"filedOn":"2022-03-23","regulatoryAum":1616845000,"clients":0,"employees":11,"offices":2},{"filedOn":"2023-02-23","regulatoryAum":3062845000,"clients":0,"employees":10,"offices":2},{"filedOn":"2024-02-26","regulatoryAum":3932990000,"clients":5,"employees":14,"offices":3},{"filedOn":"2025-03-05","regulatoryAum":6378885000,"clients":6,"employees":15,"offices":3},{"filedOn":"2026-04-30","regulatoryAum":6508395000,"clients":6,"employees":15,"offices":3}],"secFileNumber":"801-63715","legalName":"Omnicap Group LLC","displayName":"Omnicap Group","slug":"omnicap-group-133387","website":"https://omnicap.net/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2286 E. Maple Ave","city":"El Segundo","state":"CA","stateName":"California","country":"United States","postalCode":"90245"},"tradeNames":[],"registration":{"secApproved":"3 December 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":15,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":6508395000,"discretionary":6235095000,"discretionaryAccounts":132,"nonDiscretionary":273300000,"nonDiscretionaryAccounts":165,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"State or municipal government entities","clients":6,"regulatoryAum":6508395000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Omnicap Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Smith","title":"Managing Member/President/Chief Compliance Officer","crd":"4389122"},{"name":"Edward McRoberts","title":"Managing Director","crd":"4528727"}],"ownership":[{"label":"Jeffrey Smith","detail":"Managing member/president/chief compliance officer in the 50% to 75% ownership band and a control person, since November 2004."},{"label":"Edward McRoberts","detail":"Managing director in the 25% to 50% ownership band and a control person, since March 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2286 E. Maple Ave","city":"El Segundo","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"14643 Dallas Parkway","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-318-3091","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":77},{"label":"U.S. state and local bonds","percent":1},{"label":"Cash and cash equivalents","percent":22}],"privateFunds":0},"sources":{"adv1FilingDate":"30 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/133387/PDF/133387.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Omnicap Group have?","answer":"Omnicap Group has 6 clients and manages $6.51 billion for them, as of April 2026. They include 6 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Omnicap Group offer?","answer":"Omnicap Group provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Omnicap Group have?","answer":"Omnicap Group has 4 investment adviser representatives registered with state securities authorities, out of 15 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Omnicap Group invest in?","answer":"At the end of its last fiscal year, Omnicap Group’s separately managed accounts held 77% U.S. government and agency bonds, 22% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Omnicap Group?","answer":"Omnicap Group’s direct owners are Jeffrey Smith (50% to 75%) and Edward McRoberts (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Omnicap Group get paid?","answer":"Omnicap Group is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Omnicap Group?","answer":"Omnicap Group’s main office is at 2286 E. Maple Ave, El Segundo, CA 90245. Its phone number is 310-318-3091. Its website is omnicap.net.","source":"Form ADV Part 1A, Item 1.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}