{"url":"https://nivawealth.com/firms/omicron-advisors-165250","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165250","regulatoryAum":151150448,"crd":"165250","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4081305","suffix":null,"lastName":"BURNAM","firstName":"ROSS","middleName":"WILSON"},{"crd":"5012986","suffix":null,"lastName":"BURNAM","firstName":"ROSS","middleName":"CHRISTIAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-17","regulatoryAum":111231558,"clients":77,"employees":2,"offices":1},{"filedOn":"2023-06-07","regulatoryAum":96075435,"clients":60,"employees":2,"offices":1},{"filedOn":"2024-03-15","regulatoryAum":106136811,"clients":75,"employees":2,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":114923070,"clients":75,"employees":2,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":151150448,"clients":82,"employees":2,"offices":1}],"secFileNumber":"801-123738","legalName":"Omicron Advisors, LLC","displayName":"Omicron Advisors","slug":"omicron-advisors-165250","website":"https://omicronadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/165250/ea0450cb836f14ad-r1.webp","tone":"light","width":1852,"height":200,"sourceUrl":"https://omicronadvisors.com/","sourceLabel":"Omicron Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"300 Granite Run Drive, Suite 120","city":"Lancaster","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17601"},"tradeNames":[],"registration":{"secApproved":"18 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2006574.3378378379,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":151150448,"discretionary":151150448,"discretionaryAccounts":199,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":45,"regulatoryAum":33144150},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":115342351},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":138878},{"label":"Charitable organizations","clients":8,"regulatoryAum":2322150},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":202919}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025906","versionId":1025906,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-25","documentName":"ADV PART 2A","fee_rate_low":0.4,"fee_rate_high":1.3,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Fixed fees on average range from $2,500 to $10,000 a year, generally not above $30,000; hourly fees will not exceed $350.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025906","versionId":1025906,"submittedOn":"2026-03-25","documentName":"ADV PART 2A"},{"role":"other","program":"Pension consulting","summary":"Pension consulting fees are negotiable and may be up to 2% of assets, or a negotiated fixed fee not exceeding 2% of assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025906","versionId":1025906,"submittedOn":"2026-03-25","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:35:36.440633+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025906","versionId":1025906,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":151150448}],"custodyNote":"Omicron Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ross Burnam","title":"Managing Member/Chief Compliance Officer","crd":"5012986"},{"name":"Ross Burnam","title":"Managing Member","crd":"4081305"}],"ownership":[{"label":"Ross Burnam","detail":"Managing member in the 75% or more ownership band and a control person, since July 2012. Also managing member/chief compliance officer in the 25% to 50% ownership band and a control person, since July 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"300 Granite Run Drive, Suite 120","city":"Lancaster","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"302-453-9662","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":15},{"label":"Securities issued by registered investment companies or business development companies","percent":82},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165250/PDF/165250.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025906","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Omicron Advisors have?","answer":"Omicron Advisors has 82 clients and manages $151 million for them, as of March 2026. They include 45 individual clients, 29 high-net-worth individuals and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Omicron Advisors offer?","answer":"Omicron Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Omicron Advisors charge?","answer":"Omicron Advisors charges 0.40%–1.30% for its Investment Supervisory Services. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Omicron Advisors use?","answer":"Omicron Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $151M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Omicron Advisors have?","answer":"Omicron Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Omicron Advisors invest in?","answer":"At the end of its last fiscal year, Omicron Advisors’ separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 15% U.S. government and agency bonds, 2% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Omicron Advisors?","answer":"Omicron Advisors’ direct owner is Ross Burnam (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Omicron Advisors get paid?","answer":"Omicron Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Omicron Advisors?","answer":"Omicron Advisors’ main office is at 300 Granite Run Drive, Suite 120, Lancaster, PA 17601. Its phone number is 302-453-9662. Its website is omicronadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}