{"url":"https://nivawealth.com/firms/omega-wealth-management-132580","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132580","regulatoryAum":309669547,"crd":"132580","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6783878","suffix":null,"lastName":"Gardner","firstName":"Davis","middleName":"Britt"},{"crd":"6332629","suffix":null,"lastName":"JONES","firstName":"JARED","middleName":"ALEXANDER"},{"crd":"1417771","suffix":null,"lastName":"KIRCHENBAUER","firstName":"LISA","middleName":"ANNE 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Management","slug":"omega-wealth-management-132580","website":"https://omegawealthmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/132580/349be9c98db62aa5-r1.webp","tone":"light","width":718,"height":200,"sourceUrl":"https://omegawealthmanagement.com/","sourceLabel":"Omega Wealth Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/1014619/","founded":"1999","organization":"Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4501 N Fairfax Drive, Suite 602","city":"Arlington","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22203"},"tradeNames":[],"registration":{"secApproved":"19 January 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2A","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting services","summary":"Administrative and other consulting is billed hourly at $250 to $350 an hour, with an estimate of total hours agreed at the start.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022862","versionId":1022862,"submittedOn":"2026-03-20","documentName":"OMEGA WEALTH MANAGEMENT LLC ADV PART 2A"},{"role":"other","program":"Life and wealth advisory","summary":"Life and wealth advisory is a fixed annual fee that generally begins at $20,000 and varies with scope and complexity, as set in the planning agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022862","versionId":1022862,"submittedOn":"2026-03-20","documentName":"OMEGA WEALTH MANAGEMENT LLC ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:01:47.932598+00:00","documents":[{"name":"OMEGA WEALTH MANAGEMENT LLC ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022862","versionId":1022862,"submittedOn":"2026-03-20"}]},"custodians":[{"name":"SEI Private Trust Company","shortName":"SEI Private Trust","location":"Oaks, PA","smaAssets":294855682}],"custodyNote":"Omega Wealth Management has custody of $5.3M in client assets for 53 clients.","leadership":[{"name":"Lisa Kirchenbauer","title":"Managing Member/President","crd":"1417771"},{"name":"Jared Jones","title":"Managing Partner, Senior Advisor and Chief Compliance Officer","crd":"6332629"}],"ownership":[{"label":"Lisa Kirchenbauer","detail":"Managing member/president in the 75% or more ownership band and a control person, since July 2013."},{"label":"Jared Jones","detail":"Managing partner, senior advisor and chief compliance officer in the 10% to 25% ownership band, since June 2023."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"4501 N Fairfax Drive, Suite 602","city":"Arlington","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"703-387-0919","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":21},{"label":"U.S. state and local bonds","percent":7},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":66},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132580/PDF/132580.pdf","brochureDate":"20 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022862","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Omega Wealth Management have?","answer":"Omega Wealth Management has 152 clients and manages $310 million for them, as of March 2026. They include 97 high-net-worth individuals, 31 charitable organizations and 24 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Omega Wealth Management offer?","answer":"Omega Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Omega Wealth Management charge?","answer":"Omega Wealth Management charges up to 1.00% a year for its Investment management fee. The fee is billed in arrears and is negotiable.","source":"OMEGA WEALTH MANAGEMENT LLC ADV PART 2A, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Omega Wealth Management use?","answer":"Omega Wealth Management’s separately managed account assets are held at SEI Private Trust Company (Oaks, PA), with $295M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Omega Wealth Management have?","answer":"Omega Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Omega Wealth Management invest in?","answer":"At the end of its last fiscal year, Omega Wealth Management’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 7% state and local bonds, 4% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Omega Wealth Management?","answer":"Omega Wealth Management’s direct owners are Lisa Kirchenbauer (75% or more) and Jared Jones (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Omega Wealth Management get paid?","answer":"Omega Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Omega Wealth Management registered with the SEC?","answer":"Yes, Omega Wealth Management has been registered with the SEC as an investment adviser since 19 January 2018. Its CRD number is 132580 and its SEC file number is 801-112348.","source":"Form ADV Part 1A, Item 1, filed 20 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Omega Wealth Management?","answer":"Omega Wealth Management’s main office is at 4501 N Fairfax Drive, Suite 602, Arlington, VA 22203. Its phone number is 703-387-0919. Its website is omegawealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}