{"url":"https://nivawealth.com/firms/olive-street-investment-advisers-166710","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166710","regulatoryAum":203755416203,"crd":"166710","secFileNumber":"801-77754","legalName":"Olive Street Investment Advisers, LLC","displayName":"Olive Street Investment Advisers","website":null,"founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"12555 Manchester Road","city":"ST. Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63131"},"tradeNames":[],"registration":{"secApproved":"1 April 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":232,"advisory":232,"brokerDealerReps":151,"insuranceAgents":7,"promoters":0},"aum":{"discretionary":203755416203,"discretionaryAccounts":13,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":2,"regulatoryAum":203755416203}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Olive Street Investment Advisers does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Linda Bannister","title":"President","crd":"2426195"},{"name":"Alan Herzog","title":"Chief Compliance Officer","crd":"4334528"},{"name":"Aaron Albritton","title":"Treasurer","crd":"5716491"},{"name":"Robert Toner","title":"Secretary","crd":"5973039"}],"ownership":[{"label":"The Jones Financial Companies, L.L.L.P.","detail":"Sole member in the 75% or more ownership band and a control person, since December 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"8620 South River Parkway","city":"Tempe"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"12555 Manchester Road","city":"ST. Louis","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-515-2000","stateRegisteredReps":136,"otherAdviserReps":136,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/166710/PDF/166710.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Olive Street Investment Advisers have?","answer":"Olive Street Investment Advisers has 2 clients and manages $203.8 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Olive Street Investment Advisers offer?","answer":"Olive Street Investment Advisers provides portfolio management for investment companies and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Olive Street Investment Advisers have?","answer":"Olive Street Investment Advisers has 136 investment adviser representatives registered with state securities authorities, out of 232 employees, and 232 perform investment advisory functions. 151 are registered representatives of a broker-dealer and 7 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Olive Street Investment Advisers?","answer":"Olive Street Investment Advisers’ direct owner is the Jones Financial Companies, L.L.L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Olive Street Investment Advisers get paid?","answer":"Olive Street Investment Advisers is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}