{"url":"https://nivawealth.com/firms/olive-branch-capital-302094","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/302094","regulatoryAum":140247773,"crd":"302094","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1387778","suffix":null,"lastName":"COLEMAN","firstName":"WILLIAM","middleName":"SCOTT"},{"crd":"2399881","suffix":null,"lastName":"ETHERIDGE","firstName":"CHRISTOPHER","middleName":"A"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-02-20","regulatoryAum":101535589,"clients":138,"employees":3,"offices":2},{"filedOn":"2024-03-11","regulatoryAum":120479972,"clients":137,"employees":3,"offices":2},{"filedOn":"2025-03-04","regulatoryAum":131034500,"clients":136,"employees":3,"offices":2},{"filedOn":"2026-03-16","regulatoryAum":140247773,"clients":142,"employees":3,"offices":2}],"secFileNumber":"801-127490","legalName":"Olive Branch Capital, LLC","displayName":"Olive Branch Capital","slug":"olive-branch-capital-302094","website":"https://olivebranchcapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Mississippi limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"20 March 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":987353.3943661972,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":140247773,"discretionary":140247773,"discretionaryAccounts":305,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":111844495,"nonUsClientsPct":1,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":102,"regulatoryAum":29427781},{"label":"High-net-worth individuals","clients":40,"regulatoryAum":110776401},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":43591}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"Financial planning is charged hourly at $75 to $250 per hour, or as a fixed fee of $250 to $5,000 per consulting project; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019478","versionId":1019478,"submittedOn":"2026-03-16","documentName":"OBC ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:21:14.349513+00:00","documents":[{"name":"OBC ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019478","versionId":1019478,"submittedOn":"2026-03-16"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019479","versionId":1019479,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":139518094}],"custodyNote":"Olive Branch Capital has custody of $21.4M for 32 clients.","otherCustodians":[],"leadership":[{"name":"William Coleman","title":"Managing Member","crd":"1387778"},{"name":"Christopher Etheridge","title":"Managing Member & CCO","crd":"2399881"}],"ownership":[{"label":"Christopher Etheridge","detail":"Managing member & cco in the 50% to 75% ownership band and a control person, since March 2019."},{"label":"William Coleman","detail":"Managing member in the 50% to 75% ownership band and a control person, since September 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Mississippi","offices":1,"addresses":[{"street":"9483 Plantation Road","city":"Olive Branch"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"901-338-3400","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":21}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/302094/PDF/302094.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019478","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Olive Branch Capital have?","answer":"Olive Branch Capital has 142 clients and manages $140 million for them, as of March 2026. They include 102 individual clients and 40 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Olive Branch Capital offer?","answer":"Olive Branch Capital provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Olive Branch Capital use?","answer":"Olive Branch Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $140M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Olive Branch Capital have?","answer":"Olive Branch Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Olive Branch Capital invest in?","answer":"At the end of its last fiscal year, Olive Branch Capital’s separately managed accounts held 73% exchange-traded equities, 21% cash and equivalents, 5% registered funds (mutual funds, ETFs, BDCs) and 1% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Olive Branch Capital?","answer":"Olive Branch Capital’s direct owners are Christopher Etheridge (50% to 75%) and William Coleman (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Olive Branch Capital get paid?","answer":"Olive Branch Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Olive Branch Capital?","answer":"Its phone number is 901-338-3400. Its website is olivebranchcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}