{"url":"https://nivawealth.com/firms/oldfield-wealth-partners-332765","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332765","regulatoryAum":109966376,"crd":"332765","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7772039","suffix":null,"lastName":"Briggs","firstName":"Alexander","middleName":"John"},{"crd":"4871519","suffix":null,"lastName":"FREEMAN","firstName":"NATHAN","middleName":"ALLEN"},{"crd":"7916150","suffix":null,"lastName":"Goupille","firstName":"Kyle","middleName":"Timothy"},{"crd":"7507151","suffix":null,"lastName":"Guerrette","firstName":"Chase","middleName":null}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-01-27","regulatoryAum":101292356,"clients":94,"employees":1,"offices":1},{"filedOn":"2026-07-29","regulatoryAum":109966376,"clients":93,"employees":4,"offices":1}],"secFileNumber":"801-131174","legalName":"Oldfield Wealth Partners LLC","displayName":"Oldfield Wealth Partners","slug":"oldfield-wealth-partners-332765","website":"https://oldfieldwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/332765/f87d5712952101ba-r1.webp","tone":"light","width":605,"height":200,"sourceUrl":"https://www.oldfieldwealth.com","sourceLabel":"Oldfield Wealth Partners, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Maine limited liability company","fiscalYearEnd":"December","headquarters":{"street":"77 Exchange St., Suite 302","city":"Bangor","state":"ME","stateName":"Maine","country":"United States","postalCode":"04401"},"tradeNames":[],"registration":{"secApproved":"20 September 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1182434.1505376345,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":109966376,"discretionary":109966376,"discretionaryAccounts":283,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":63,"regulatoryAum":24159574},{"label":"High-net-worth individuals","clients":30,"regulatoryAum":85806802}],"feePrograms":[{"role":"main","program":"Portfolio management fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014801","versionId":1014801,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-05","documentName":"FORM ADV PART 2A- OLDFIELD WEALTH PARTNERS","fee_rate_low":1,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Negotiated fixed fee of $2,500 to $25,000 for creating client financial plans, paid 100% in advance but never more than six months ahead.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014801","versionId":1014801,"submittedOn":"2026-03-05","documentName":"FORM ADV PART 2A- OLDFIELD WEALTH PARTNERS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:50:21.58834+00:00","documents":[{"name":"FORM ADV PART 2A- OLDFIELD WEALTH PARTNERS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014801","versionId":1014801,"submittedOn":"2026-03-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":109966376}],"custodyNote":"Oldfield Wealth Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Nathan Freeman","title":"Managing Member and Chief Compliance Officer","crd":"4871519"}],"ownership":[{"label":"Nathan Freeman","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since December 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maine","offices":1,"addresses":[{"street":"77 Exchange St., Suite 302","city":"Bangor","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"207-573-3001","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":43},{"label":"U.S. government/agency bonds","percent":17},{"label":"Securities issued by registered investment companies or business development companies","percent":33},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"29 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332765/PDF/332765.pdf","brochureDate":"5 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014801","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Oldfield Wealth Partners have?","answer":"Oldfield Wealth Partners has 93 clients and manages $110 million for them, as of July 2026. They include 63 individual clients and 30 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Oldfield Wealth Partners offer?","answer":"Oldfield Wealth Partners provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Oldfield Wealth Partners charge?","answer":"Oldfield Wealth Partners charges 1.00%–1.50% a year for its Portfolio management fees. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A- OLDFIELD WEALTH PARTNERS, filed 5 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Oldfield Wealth Partners use?","answer":"Oldfield Wealth Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $110M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Oldfield Wealth Partners have?","answer":"Oldfield Wealth Partners has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Oldfield Wealth Partners invest in?","answer":"At the end of its last fiscal year, Oldfield Wealth Partners’ separately managed accounts held 43% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 17% U.S. government and agency bonds and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Oldfield Wealth Partners?","answer":"Oldfield Wealth Partners’ direct owner is Nathan Freeman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Oldfield Wealth Partners get paid?","answer":"Oldfield Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Oldfield Wealth Partners?","answer":"Oldfield Wealth Partners’ main office is at 77 Exchange St., Suite 302, Bangor, ME 04401. Its phone number is 207-573-3001. Its website is oldfieldwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}