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The fee is billed in arrears.","source":"OLD PEAK FINANCE ADV PART 2A & 2B V.09.30.26, filed 30 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Old Peak Finance use?","answer":"Old Peak Finance’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $702M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Old Peak Finance have?","answer":"Old Peak Finance has 8 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Old Peak Finance invest in?","answer":"At the end of its last fiscal year, Old Peak Finance’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 1% U.S. government and agency bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Old Peak Finance?","answer":"Old Peak Finance’s direct owners are Theodore Waechter (75% or more), Daniel Routh (5% to 10%) and Donna Reaves (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Old Peak Finance get paid?","answer":"Old Peak Finance is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Old Peak Finance registered with the SEC?","answer":"Yes, Old Peak Finance has been registered with the SEC as an investment adviser since 14 February 2017. Its CRD number is 154804 and its SEC file number is 801-109968.","source":"Form ADV Part 1A, Item 1, filed 30 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Old Peak Finance?","answer":"Old Peak Finance’s main office is at 100 Europa Drive, Suite 410, Chapel Hill, NC 27517. Its phone number is 919-459-8181. 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