{"url":"https://nivawealth.com/firms/old-mission-asset-management-343283","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/343283","regulatoryAum":34125865189,"crd":"343283","secFileNumber":"801-137209","legalName":"Old Mission Asset Management LLC","displayName":"Old Mission Asset Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1 N. Dearborn ST., 8th Floor","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60602"},"tradeNames":[],"registration":{"secApproved":"1 September 2026","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":140,"advisory":91,"brokerDealerReps":140,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":34125865189,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":20,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":34125865189}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Old Mission Asset Management has custody of $34.13B for 4 clients.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"1 N. Dearborn ST., 8th Floor","city":"Chicago","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-260-3038","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"1 October 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/343283/PDF/343283.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Old Mission Asset Management have?","answer":"Old Mission Asset Management has 5 clients and manages $34.1 billion for them, as of October 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Old Mission Asset Management offer?","answer":"Old Mission Asset Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Old Mission Asset Management have?","answer":"Old Mission Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 140 employees, and 91 perform investment advisory functions. 140 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Old Mission Asset Management get paid?","answer":"Old Mission Asset Management is paid through performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}