{"url":"https://nivawealth.com/firms/ohana-advisors-management-158515","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158515","regulatoryAum":2778546190,"crd":"158515","history":[{"filedOn":"2021-02-23","regulatoryAum":1274038464,"clients":13,"employees":11,"offices":2},{"filedOn":"2022-07-19","regulatoryAum":1746261291,"clients":15,"employees":11,"offices":1},{"filedOn":"2023-03-01","regulatoryAum":1635810547,"clients":15,"employees":10,"offices":1},{"filedOn":"2024-05-13","regulatoryAum":2129244734,"clients":17,"employees":12,"offices":2},{"filedOn":"2025-03-18","regulatoryAum":2621001866,"clients":20,"employees":12,"offices":2},{"filedOn":"2026-05-22","regulatoryAum":2778546190,"clients":22,"employees":13,"offices":2}],"secFileNumber":"801-75431","legalName":"Ohana Advisors Management, LLC","displayName":"Ohana Advisors Management","slug":"ohana-advisors-management-158515","website":"https://ohanaadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/158515/7a87c90e2bac3bc3-r1.webp","tone":"dark","width":661,"height":200,"sourceUrl":"https://www.ohanaadvisors.com/","sourceLabel":"Ohana Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"101 Lucas Valley, Suite 202","city":"San Rafael","state":"CA","stateName":"California","country":"United States","postalCode":"94903"},"tradeNames":[],"registration":{"secApproved":"18 April 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":127198377.23809524,"staff":{"employees":13,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2778546190,"discretionary":1705276318,"discretionaryAccounts":14,"nonDiscretionary":1073269872,"nonDiscretionaryAccounts":8,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":21,"regulatoryAum":2671165922},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":107380268}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T04:56:10.399698+00:00","documents":[{"name":"OHANA ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046019","versionId":1046019,"submittedOn":"2026-05-22"}]},"custodians":[],"custodyNote":"Ohana Advisors Management has custody of $754M in client assets for 21 clients.","leadership":[{"name":"Edward Schneider IV","title":"Managing Partner and Chief Compliance Officer","crd":"2920375"},{"name":"Christina De Marchi","title":"Managing Director","crd":"8278062"},{"name":"Hayley Gilbert","title":"Managing Director","crd":"6367264"},{"name":"Joshua Richter","title":"Chief Investment Officer and Managing Partner","crd":"2800071"},{"name":"David Schrader","title":"Managing Director","crd":"6042454"}],"ownership":[{"label":"David Schrader","detail":"Managing director in the 10% to 25% ownership band, since March 2012."},{"label":"Joshua Richter","detail":"Chief investment officer and managing partner in the 25% to 50% ownership band and a control person, since January 2016."},{"label":"Edward Schneider IV","detail":"Managing partner and chief compliance officer in the 25% to 50% ownership band and a control person, since January 2018."},{"label":"Christina De Marchi","detail":"Managing director in the 5% to 10% ownership band, since April 2026."},{"label":"Hayley Gilbert","detail":"Managing director in the 5% to 10% ownership band, since April 2026."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"101 Lucas Valley, Suite 202","city":"San Rafael","headquarters":true},{"street":"345 California St","city":"San Francisco"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-226-4100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":57},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":11,"detail":"Private Investments and Crypto"}],"privateFunds":1},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158515/PDF/158515.pdf","brochureDate":"22 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046019","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ohana Advisors Management have?","answer":"Ohana Advisors Management has 22 clients and manages $2.78 billion for them, as of May 2026. They include 21 high-net-worth individuals and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ohana Advisors Management offer?","answer":"Ohana Advisors Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Ohana Advisors Management have?","answer":"Ohana Advisors Management has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ohana Advisors Management invest in?","answer":"At the end of its last fiscal year, Ohana Advisors Management’s separately managed accounts held 57% pooled vehicles (private funds and similar), 12% cash and equivalents, 11% other, 10% exchange-traded equities, 6% registered funds (mutual funds, ETFs, BDCs), 4% state and local bonds and 1% U.S. government and agency bonds. The 11% other category is described as: Private Investments and Crypto. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ohana Advisors Management?","answer":"Ohana Advisors Management’s direct owners are David Schrader, Joshua Richter, Edward Schneider IV, Christina De Marchi and Hayley Gilbert, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ohana Advisors Management get paid?","answer":"Ohana Advisors Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Ohana Advisors Management registered with the SEC?","answer":"Yes, Ohana Advisors Management has been registered with the SEC as an investment adviser since 18 April 2012. Its CRD number is 158515 and its SEC file number is 801-75431.","source":"Form ADV Part 1A, Item 1, filed 22 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Ohana Advisors Management?","answer":"Ohana Advisors Management’s main office is at 101 Lucas Valley, Suite 202, San Rafael, CA 94903. Its phone number is 415-226-4100. Its website is ohanaadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}