{"url":"https://nivawealth.com/firms/ogorek-wealth-management-105707","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105707","regulatoryAum":558900541,"crd":"105707","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1037206","suffix":null,"lastName":"OGOREK","firstName":"ANTHONY","middleName":"JOSEPH"},{"crd":"4983644","suffix":null,"lastName":"VIKSJO","firstName":"JEFFREY","middleName":"HAROLD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-04","regulatoryAum":445058704,"clients":189,"employees":8,"offices":1},{"filedOn":"2022-02-22","regulatoryAum":487431467,"clients":187,"employees":8,"offices":1},{"filedOn":"2023-06-26","regulatoryAum":411909796,"clients":296,"employees":8,"offices":1},{"filedOn":"2024-02-23","regulatoryAum":468783542,"clients":190,"employees":8,"offices":1},{"filedOn":"2025-02-13","regulatoryAum":525271810,"clients":190,"employees":7,"offices":1},{"filedOn":"2026-02-17","regulatoryAum":558900541,"clients":192,"employees":8,"offices":1}],"secFileNumber":"801-18446","legalName":"Ogorek 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MANAGEMENT, LLC FORM ADV PART 2A DISCLOSURE BROCHURE AND 2B BROCHURE SUPPLEMENT","fee_rate_low":0.65,"fee_rate_high":0.95,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:53:45.574333+00:00","documents":[{"name":"OGOREK WEALTH MANAGEMENT, LLC FORM ADV PART 2A DISCLOSURE BROCHURE AND 2B BROCHURE SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009649","versionId":1009649,"submittedOn":"2026-02-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":558900541}],"custodyNote":"Ogorek Wealth Management has custody of $569M in client assets for 204 clients.","otherCustodians":[],"leadership":[{"name":"Anthony Ogorek","title":"Founder & Chief Investment Officer & Chief Compliance Officer","crd":"1037206"},{"name":"Jeffrey Viksjo","title":"Investment Analyst","crd":"4983644"}],"ownership":[{"label":"Anthony Ogorek","detail":"Founder & chief investment officer & chief compliance officer in the 75% or more ownership band and a control person, since March 2002."},{"label":"Alicia Cheney","detail":"Financial operations manager in the 5% to 10% ownership band, since September 2020."},{"label":"Jeffrey Viksjo","detail":"Investment analyst in the 10% to 25% ownership band, since September 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"Sheridan Meadows Corporate Park North, 6400 Sheridan Drive, Suite 132","city":"Williamsville","headquarters":true}]}],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 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They include 115 high-net-worth individuals and 77 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ogorek Wealth Management offer?","answer":"Ogorek Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ogorek Wealth Management charge?","answer":"Ogorek Wealth Management charges 0.65%–0.95% a year for its Investment advisory services. The fee is billed in arrears and is negotiable.","source":"OGOREK WEALTH MANAGEMENT, LLC FORM ADV PART 2A DISCLOSURE BROCHURE AND 2B BROCHURE SUPPLEMENT, filed 17 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ogorek Wealth Management use?","answer":"Ogorek Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $559M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ogorek Wealth Management have?","answer":"Ogorek Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 8 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ogorek Wealth Management invest in?","answer":"At the end of its last fiscal year, Ogorek Wealth Management’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 14% U.S. government and agency bonds, 4% state and local bonds, 2% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ogorek Wealth Management?","answer":"Ogorek Wealth Management’s direct owners are Anthony Ogorek (75% or more), Alicia Cheney (5% to 10%) and Jeffrey Viksjo (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ogorek Wealth Management get paid?","answer":"Ogorek Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ogorek Wealth Management?","answer":"Ogorek Wealth Management’s main office is at Sheridan Meadows Corporate Park North, 6400 Sheridan Drive, Suite 132, Williamsville, NY 14221-4842. Its phone number is 716-626-5000. Its website is ogorek.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}