{"url":"https://nivawealth.com/firms/octopus-renewables-326704","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/326704","regulatoryAum":11796721901,"crd":"326704","secFileNumber":"801-128341","legalName":"Octopus Renewables LTD.","displayName":"Octopus Renewables","website":null,"linkedinUrl":"https://www.linkedin.com/company/octopusenergygeneration","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"April","headquarters":{"street":"Uk House, 5th Floor, 164-182 Oxford ST","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"W1D 1NN"},"tradeNames":[],"registration":{"secApproved":"17 July 2023","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":159,"advisory":55,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":11796721901,"discretionaryAccounts":22,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":1196956796},{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":5068588103},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":1799474154},{"label":"State or municipal government entities","clients":null,"regulatoryAum":872661804},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":2859041044}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Octopus Renewables does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Setchell","title":"Chief Executive Officer","crd":"7766282"},{"name":"Osama Raja","title":"Chief Compliance Officer","crd":"7766290"},{"name":"Alexander Brierley","title":"Director","crd":"7766286"},{"name":"Laura Halstead","title":"Director","crd":"7965091"},{"name":"Zoisa North-Bond","title":"Director","crd":"7766284"}],"ownership":[{"label":"Octopus Energy Generation Fund Management Holdings LTD","detail":"Immediate parent entity in the 75% or more ownership band and a control person, since December 2023."},{"label":"Octopus Energy Group Limited","detail":"Indirect owner: a group parent entity of Octopus Energy Generation Limited in the 75% or more band and a control person, since October 2020.","parent":"Octopus Energy Generation Limited"},{"label":"Octopus Energy Holdco LTD","detail":"Indirect owner: a investor shareholding entity of Octopus Energy Topco LTD in the 25% to 50% band and a control person, since April 2016.","parent":"Octopus Energy Topco LTD"},{"label":"Oe Holdco Limited","detail":"Indirect owner: a founding shareholders holding entity of Octopus Energy Holdco LTD in the 75% or more band and a control person, since October 2022.","parent":"Octopus Energy Holdco LTD"},{"label":"Octopus Energy Generation LTD.","detail":"Indirect owner: a immediate parent entity of Octopus Energy Generation Fund Management Holdings LTD in the 75% or more band and a control person, since February 2021.","parent":"Octopus Energy Generation Fund Management Holdings LTD"},{"label":"Octopus Energy Topco LTD","detail":"Indirect owner: a octopus energy topco of Octopus Energy Group Limited in the 75% or more band and a control person, since July 2026.","parent":"Octopus Energy Group Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"08081641088","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Renewable Energy Assets and Investee Companies."}],"privateFunds":5},"sources":{"adv1FilingDate":"3 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/326704/PDF/326704.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Octopus Renewables have?","answer":"Octopus Renewables has 17 clients and manages $11.8 billion for them, as of August 2026. They include 9 corporations and other businesses, 7 pooled investment vehicles and 1 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Octopus Renewables offer?","answer":"Octopus Renewables provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Octopus Renewables have?","answer":"Octopus Renewables has 0 investment adviser representatives registered with state securities authorities, out of 159 employees, and 55 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Octopus Renewables invest in?","answer":"At the end of its last fiscal year, Octopus Renewables’ separately managed accounts held 100% renewable energy assets and investee companies.. It advises 5 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Octopus Renewables?","answer":"Octopus Renewables is owned through a chain of holding companies by Oe Holdco Limited and Octopus Energy Generation LTD. Its direct owners are Octopus Energy Generation Fund Management Holdings LTD (75% or more) and Octopus Energy Group Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Octopus Renewables get paid?","answer":"Octopus Renewables is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}