{"url":"https://nivawealth.com/firms/oc-investment-management-314948","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/314948","regulatoryAum":75934420848,"crd":"314948","secFileNumber":"801-121732","legalName":"Oc Investment Management LP","displayName":"Oc Investment Management","website":null,"linkedinUrl":"https://www.linkedin.com/company/oc-investment-management-lp","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"3350 Virginia Street, Ste 540","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33133"},"tradeNames":[],"registration":{"secApproved":"12 July 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":15,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":75934420848,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":50,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":75934420848}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Oc Investment Management has custody of $661.0M for 3 clients.","otherCustodians":[],"leadership":[{"name":"Ivan Ortiz","title":"Chief Executive Officer and Limited Partner","crd":"3252754"},{"name":"Gary Tynes","title":"Chief Compliance Officer & Chief Financial Officer","crd":"4925819"}],"ownership":[{"label":"Ivan Ortiz","detail":"Chief executive officer and limited partner in the 75% or more ownership band and a control person, since May 2021. Also a member of Oc Im GP LLC in the 50% to 75% band and a control person, since May 2021."},{"label":"Maria De La Rocha","detail":"Indirect owner: a member of Oc Im GP LLC in the 25% to 50% band and a control person, since May 2021.","parent":"Oc Im GP LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3350 Virginia Street, Ste 540","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"13058130610","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"15 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/314948/PDF/314948.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Oc Investment Management have?","answer":"Oc Investment Management has 4 clients and manages $75.9 billion for them, as of May 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Oc Investment Management offer?","answer":"Oc Investment Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Oc Investment Management have?","answer":"Oc Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 15 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Oc Investment Management?","answer":"Oc Investment Management’s direct owners are Ivan Ortiz (75% or more) and Maria De La Rocha (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 15 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Oc Investment Management get paid?","answer":"Oc Investment Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}