{"url":"https://nivawealth.com/firms/obrien-greene-and-co-110281","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110281","regulatoryAum":464333784,"crd":"110281","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1631654","suffix":null,"lastName":"OBRIEN","firstName":"MARK","middleName":"BENNETT"},{"crd":"6556205","suffix":null,"lastName":"OBRIEN","firstName":"MATTHEW","middleName":"BENNETT"},{"crd":"2769827","suffix":null,"lastName":"SULCOVE","firstName":"SALLY","middleName":"HART"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":338363011,"clients":180,"employees":6,"offices":1},{"filedOn":"2022-03-17","regulatoryAum":394786674,"clients":160,"employees":6,"offices":1},{"filedOn":"2023-06-09","regulatoryAum":377170155,"clients":160,"employees":6,"offices":2},{"filedOn":"2024-02-28","regulatoryAum":391481636,"clients":159,"employees":6,"offices":2},{"filedOn":"2025-03-25","regulatoryAum":416754153,"clients":150,"employees":6,"offices":2},{"filedOn":"2026-06-17","regulatoryAum":464333784,"clients":148,"employees":7,"offices":1}],"secFileNumber":"801-5866","legalName":"Obrien Greene & Co Inc","displayName":"Obrien Greene & Co","slug":"obrien-greene-and-co-110281","website":"https://obriengreene.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/o'brien-greene-&-co-/","xUrl":"https://twitter.com/obriengreene","founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"218 W. 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PART 2A"},{"role":"other","program":"Young adult children program","summary":"For young adult children of clients, with no minimum account balance: a $250 fee for the first year, then 0.95% of assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017965","versionId":1017965,"submittedOn":"2026-03-12","documentName":"O'BRIEN GREENE & CO. INC. PART 2A"},{"role":"other","program":"Young professionals program","summary":"Program for young professionals at 0.85% of assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017965","versionId":1017965,"submittedOn":"2026-03-12","documentName":"O'BRIEN GREENE & CO. INC. PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:24:32.260913+00:00","documents":[{"name":"O'BRIEN GREENE & CO. INC. PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017965","versionId":1017965,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":300276405},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CO","smaAssets":123511501}],"custodyNote":"Obrien Greene & Co has custody of $19.8M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Matthew Obrien","title":"President","crd":"6556205"},{"name":"James Foggo","title":"Chief Compliance Officer","crd":"1796884"},{"name":"Elizabeth O'Brien","title":"Corporate Secretary","crd":"4370408"},{"name":"Mark Obrien","title":"Chairman","crd":"1631654"}],"ownership":[{"label":"Matthew Obrien","detail":"President in the 75% or more ownership band and a control person, since July 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"218 W. State Street","city":"Media","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-891-7880","stateRegisteredReps":4,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":1},"sources":{"adv1FilingDate":"17 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110281/PDF/110281.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017965","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Obrien Greene & Co have?","answer":"Obrien Greene & Co has 148 clients and manages $464 million for them, as of June 2026. They include 89 high-net-worth individuals, 47 individual clients and 11 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Obrien Greene & Co offer?","answer":"Obrien Greene & Co provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Obrien Greene & Co charge?","answer":"Obrien Greene & Co charges 0.50%–0.85% a year for its Advisory services fee. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $4,250 annual minimum.","source":"O'BRIEN GREENE & CO. INC. PART 2A, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Obrien Greene & Co use?","answer":"Obrien Greene & Co’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $300M and Charles Schwab & Co., Inc. (San Francisco, CO), with $124M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Obrien Greene & Co have?","answer":"Obrien Greene & Co has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Obrien Greene & Co invest in?","answer":"At the end of its last fiscal year, Obrien Greene & Co’s separately managed accounts held 76% exchange-traded equities, 8% investment grade corporate bonds, 7% U.S. government and agency bonds, 5% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 1% state and local bonds. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Obrien Greene & Co?","answer":"Obrien Greene & Co’s direct owner is Matthew Obrien (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Obrien Greene & Co get paid?","answer":"Obrien Greene & Co is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Obrien Greene & Co?","answer":"Obrien Greene & Co’s main office is at 218 W. State Street, Media, PA 19063. Its phone number is 610-891-7880. Its website is obriengreene.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}