{"url":"https://nivawealth.com/firms/obp-capital-167619","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167619","regulatoryAum":168840607,"crd":"167619","history":[{"filedOn":"2021-05-27","regulatoryAum":250743980,"clients":4,"employees":1,"offices":1},{"filedOn":"2022-06-27","regulatoryAum":177700358,"clients":4,"employees":1,"offices":1},{"filedOn":"2023-05-31","regulatoryAum":117469789,"clients":3,"employees":2,"offices":1},{"filedOn":"2024-05-22","regulatoryAum":77367949,"clients":2,"employees":2,"offices":1},{"filedOn":"2025-05-19","regulatoryAum":78500605,"clients":5,"employees":2,"offices":1},{"filedOn":"2026-05-26","regulatoryAum":168840607,"clients":5,"employees":2,"offices":1}],"secFileNumber":"801-80213","legalName":"Obp Capital LLC","displayName":"Obp Capital","slug":"obp-capital-167619","website":"https://obpcapital.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"February","headquarters":{"street":"116 South Franklin Street","city":"Rocky Mount","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"27804"},"tradeNames":[],"registration":{"secApproved":"12 September 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":168840607,"discretionary":168840607,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":5,"regulatoryAum":168840607}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Obp Capital does not have custody of client assets.","leadership":[{"name":"Katherine Honey","title":"Managing Member, Chief Compliance Officer","crd":"6200716"},{"name":"Peter McCabe","title":"Director, Operations","crd":"2529604"}],"ownership":[{"label":"McIvy Company LLC","detail":"Member in the 50% to 75% ownership band and a control person, since July 2014."},{"label":"Katherine Honey","detail":"Managing member, chief compliance officer in the 50% to 75% ownership band and a control person, since July 2014."},{"label":"Alston Meadows","detail":"Indirect owner: a manager of McIvy Company LLC in the 50% to 75% band and a control person, since April 2022. Also trustee of FP Meadows III Children'S Trust and a control person, since April 2022. Also trustee of FP Meadows III Education Trust and a control person, since April 2022.","parent":"McIvy Company LLC"},{"label":"FP Meadows III Children'S Trust","detail":"Indirect owner: a member of The McIvy Company LLC in the 25% to 50% band and a control person, since October 2004.","parent":"The McIvy Company LLC"},{"label":"FP Meadows III Education Trust","detail":"Indirect owner: a member of The McIvy Company LLC in the 25% to 50% band and a control person, since October 2004.","parent":"The McIvy Company LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"116 South Franklin Street","city":"Rocky Mount","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"252-984-3808","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"26 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167619/PDF/167619.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Obp Capital have?","answer":"Obp Capital has 5 clients and manages $169 million for them, as of May 2026. They include 5 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Obp Capital offer?","answer":"Obp Capital provides portfolio management for investment companies and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Obp Capital have?","answer":"Obp Capital has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Obp Capital?","answer":"Obp Capital is owned through a holding company by Alston Meadows. Its direct owners are McIvy Company LLC (50% to 75%), Katherine Honey (50% to 75%), FP Meadows III Children'S Trust (25% to 50%) and FP Meadows III Education Trust (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Obp Capital get paid?","answer":"Obp Capital is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Obp Capital registered with the SEC?","answer":"Yes, Obp Capital has been registered with the SEC as an investment adviser since 12 September 2014. Its CRD number is 167619 and its SEC file number is 801-80213.","source":"Form ADV Part 1A, Item 1, filed 26 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Obp Capital?","answer":"Obp Capital’s main office is at 116 South Franklin Street, Rocky Mount, NC 27804. Its phone number is 252-984-3808. Its website is obpcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}