{"url":"https://nivawealth.com/firms/oaktree-fund-advisors-290193","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290193","regulatoryAum":14102172484,"crd":"290193","secFileNumber":"801-112570","legalName":"Oaktree Fund Advisors, LLC","displayName":"Oaktree Fund Advisors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"333 South Grand Avenue, 28th FL","city":"Los Angeles","state":"CA","stateName":"California","country":"United States","postalCode":"90071"},"tradeNames":[],"registration":{"secApproved":"8 March 2018","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":451,"advisory":225,"brokerDealerReps":53,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":14102172484,"discretionaryAccounts":14,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":6,"nonAumClients":5},"clientTypes":[{"label":"Investment companies","clients":10,"regulatoryAum":1576414263},{"label":"Business development companies","clients":3,"regulatoryAum":12372110747},{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":153647474}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Oaktree Fund Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert O'Leary","title":"Co-Chief Executive Officer","crd":"7894694"},{"name":"Armen Panossian","title":"Co-Chief Executive Officer","crd":"3095751"},{"name":"Karly Dyck","title":"Chief Financial Officer","crd":"8302202"},{"name":"Jay Ghiya","title":"Chief Operating Officer","crd":"7086134"},{"name":"Rodney Vencatachellum","title":"Managing Director and Chief Compliance Officer","crd":"6619499"},{"name":"Martin Boskovich","title":"Managing Director and General Counsel","crd":"8301429"},{"name":"John Frank","title":"Vice Chairman","crd":"4423836"},{"name":"Bruce Karsh","title":"Co-Chairman, Chief Investment Officer","crd":"4332713"},{"name":"Howard Marks","title":"Co-Chairman","crd":"1864172"},{"name":"Sheldon Stone","title":"Principal","crd":"4332716"}],"ownership":[{"label":"Oaktree Capital II, L.P. (manager Series)","detail":"Managing member in the 75% or more ownership band and a control person, since September 2017."},{"label":"Oaktree Capital II GP, LLC","detail":"Indirect owner: general partner of Oaktree Capital II, L.P. (manager Series) and a control person, since September 2019.","parent":"Oaktree Capital II, L.P. (manager Series)"},{"label":"Oaktree Capital Holdings, LLC","detail":"Indirect owner: a managing member of Oaktree Capital II GP, LLC in the 75% or more band and a control person, since September 2019. Also a limited partner of Oaktree Capital II, L.P. (manager Series) in the 75% or more band and a control person, since December 2022.","parent":"Oaktree Capital II GP, LLC"},{"label":"Oaktree New Holdings LLC","detail":"Indirect owner: a member of Oaktree Capital Holdings, LLC in the 75% or more band and a control person, since September 2019.","parent":"Oaktree Capital Holdings, LLC"},{"label":"Atlas Holdings II LLC","detail":"Indirect owner: a member of Oaktree New Holdings LLC in the 75% or more band and a control person, since September 2019.","parent":"Oaktree New Holdings LLC"},{"label":"Brookfield U.S. Inc.","detail":"Indirect owner: a member of Atlas Top LLC in the 75% or more band and a control person, since December 2022.","parent":"Atlas Top LLC"},{"label":"Brookfield US Holdings Inc.","detail":"Indirect owner: a shareholder of Brookfield U.S. Inc. in the 75% or more band and a control person, since December 2022.","parent":"Brookfield U.S. Inc."},{"label":"Brookfield Corporation","detail":"Indirect owner: a shareholder of Brookfield Asset Management LTD. in the 50% to 75% band and a control person, since February 2025.","parent":"Brookfield Asset Management LTD."},{"label":"Atlas Subco Holdings LLC","detail":"Indirect owner: a member of Atlas Holdings II LLC in the 75% or more band and a control person, since December 2022.","parent":"Atlas Holdings II LLC"},{"label":"Atlas Top LLC","detail":"Indirect owner: a member of Atlas Subco Holdings LLC in the 75% or more band and a control person, since December 2022.","parent":"Atlas Subco Holdings LLC"},{"label":"Brookfield Asset Management Ulc","detail":"Indirect owner: a shareholder of Brookfield US Holdings Inc. in the 75% or more band and a control person, since December 2022.","parent":"Brookfield US Holdings Inc."},{"label":"Brookfield Asset Management LTD.","detail":"Indirect owner: a shareholder of Brookfield Asset Management Ulc in the 75% or more band and a control person, since February 2025.","parent":"Brookfield Asset Management Ulc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":12,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"333 South Grand Avenue, 28th FL","city":"Los Angeles","headquarters":true},{"street":"555 S Flower Street","city":"Los Angeles"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"680 Washington BLVD.","city":"Stamford"}]},{"state":"New York","offices":2,"addresses":[{"street":"1301 Avenue of the Americas","city":"New York"},{"street":"1700 Broadway","city":"New York"}]},{"state":"Texas","offices":2,"addresses":[{"street":"Two Allen Center, 1200 Smith Street","city":"Houston"},{"street":"2300 North Field Street","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"213-830-6300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"17 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290193/PDF/290193.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Oaktree Fund Advisors have?","answer":"Oaktree Fund Advisors has 16 clients and manages $14.1 billion for them, as of August 2026. They include 10 investment companies, 3 business development companies and 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Oaktree Fund Advisors offer?","answer":"Oaktree Fund Advisors provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Oaktree Fund Advisors have?","answer":"Oaktree Fund Advisors has 0 investment adviser representatives registered with state securities authorities, out of 451 employees, and 225 perform investment advisory functions. 53 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Oaktree Fund Advisors?","answer":"Oaktree Fund Advisors is owned through a chain of holding companies by Brookfield Corporation. Its direct owner is Oaktree Capital II, L.P. (manager Series) (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Oaktree Fund Advisors get paid?","answer":"Oaktree Fund Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/oaktree-fund-advisors-290193/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1822973/000182297326000004/0001822973-26-000004-index.html","totalValue":57805473,"positionCount":14,"top10Share":0.9571510815247546,"top10":[{"issuer":"ANGLOGOLD ASHANTI PLC","titleOfClass":"COMMON STOCK","cusip":"G0378L100","value":13636031,"shares":168575,"shareType":"SH","priorValue":14932589,"priorShares":153375},{"issuer":"BARRICK MINING CORP","titleOfClass":"COMMON STOCK","cusip":"06849F108","value":8910697,"shares":242600,"shareType":"SH","priorValue":7268533,"priorShares":178194},{"issuer":"ITAU UNIBANCO HOLDING SA","titleOfClass":"COMMON STOCK","cusip":"465562106","value":6841174,"shares":837352,"shareType":"SH","priorValue":6384118,"priorShares":761827},{"issuer":"YPF SA","titleOfClass":"COMMON STOCK","cusip":"984245100","value":5768415,"shares":126862,"shareType":"SH","priorValue":5019491,"priorShares":108600},{"issuer":"FREEPORT-MCMORAN INC","titleOfClass":"COMMON STOCK","cusip":"35671D857","value":5181821,"shares":82395,"shareType":"SH","priorValue":4408206,"priorShares":74995},{"issuer":"SEA LTD","titleOfClass":"COMMON STOCK","cusip":"81141R100","value":4046900,"shares":42230,"shareType":"SH"},{"issuer":"MAKEMYTRIP LTD","titleOfClass":"COMMON STOCK","cusip":"V5633W109","value":3599579,"shares":67547,"shareType":"SH"},{"issuer":"XP INC","titleOfClass":"COMMON STOCK","cusip":"G98239109","value":3566126,"shares":219319,"shareType":"SH","priorValue":3798841,"priorShares":199519},{"issuer":"EMBRAER SA","titleOfClass":"COMMON STOCK","cusip":"29082A107","value":1968612,"shares":30856,"shareType":"SH","priorValue":1664843,"priorShares":28056},{"issuer":"NN INC","titleOfClass":"COMMON STOCK","cusip":"629337106","value":1809216,"shares":503960,"shareType":"SH"}],"positionsListed":14,"positions":[{"issuer":"ANGLOGOLD ASHANTI PLC","titleOfClass":"COMMON STOCK","cusip":"G0378L100","value":13636031,"shares":168575,"shareType":"SH","priorValue":14932589,"priorShares":153375},{"issuer":"BARRICK MINING CORP","titleOfClass":"COMMON STOCK","cusip":"06849F108","value":8910697,"shares":242600,"shareType":"SH","priorValue":7268533,"priorShares":178194},{"issuer":"ITAU UNIBANCO HOLDING SA","titleOfClass":"COMMON STOCK","cusip":"465562106","value":6841174,"shares":837352,"shareType":"SH","priorValue":6384118,"priorShares":761827},{"issuer":"YPF SA","titleOfClass":"COMMON STOCK","cusip":"984245100","value":5768415,"shares":126862,"shareType":"SH","priorValue":5019491,"priorShares":108600},{"issuer":"FREEPORT-MCMORAN INC","titleOfClass":"COMMON STOCK","cusip":"35671D857","value":5181821,"shares":82395,"shareType":"SH","priorValue":4408206,"priorShares":74995},{"issuer":"SEA LTD","titleOfClass":"COMMON STOCK","cusip":"81141R100","value":4046900,"shares":42230,"shareType":"SH"},{"issuer":"MAKEMYTRIP LTD","titleOfClass":"COMMON STOCK","cusip":"V5633W109","value":3599579,"shares":67547,"shareType":"SH"},{"issuer":"XP INC","titleOfClass":"COMMON STOCK","cusip":"G98239109","value":3566126,"shares":219319,"shareType":"SH","priorValue":3798841,"priorShares":199519},{"issuer":"EMBRAER SA","titleOfClass":"COMMON STOCK","cusip":"29082A107","value":1968612,"shares":30856,"shareType":"SH","priorValue":1664843,"priorShares":28056},{"issuer":"NN INC","titleOfClass":"COMMON STOCK","cusip":"629337106","value":1809216,"shares":503960,"shareType":"SH"},{"issuer":"TERNIUM SA","titleOfClass":"COMMON STOCK","cusip":"880890108","value":1788532,"shares":41886,"shareType":"SH","priorValue":1533167,"priorShares":38186},{"issuer":"BIOXCEL THERAPEUTICS INC","titleOfClass":"COMMON STOCK","cusip":"09075P204","value":346274,"shares":245585,"shareType":"SH","priorValue":57503,"priorShares":42913},{"issuer":"ALVOTECH SA","titleOfClass":"COMMON STOCK","cusip":"L01800108","value":280524,"shares":76023,"shareType":"SH","priorValue":263590,"priorShares":217663},{"issuer":"PEBBLEBROOK HOTEL TRUST","titleOfClass":"CONVERTIBLE BOND","cusip":"70509VAA8","value":61572,"shares":62000,"shareType":"PRN","priorValue":60544,"priorShares":62000}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}