{"url":"https://nivawealth.com/firms/oaktree-capital-management-106793","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106793","regulatoryAum":183286850212,"crd":"106793","secFileNumber":"801-48923","legalName":"Oaktree Capital Management, L.P.","displayName":"Oaktree Capital Management","website":"https://www.oaktreecapital.com","linkedinUrl":"https://www.linkedin.com/company/oaktree-capital-management/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"333 South Grand Ave, 28th Floor","city":"Los Angeles","state":"CA","stateName":"California","country":"United States","postalCode":"90071"},"tradeNames":[],"registration":{"secApproved":"7 April 1995","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":905,"advisory":282,"brokerDealerReps":53,"insuranceAgents":1,"promoters":1},"aum":{"discretionary":181380866313,"discretionaryAccounts":616,"nonDiscretionary":1905983899,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":62,"nonAumClients":17},"clientTypes":[{"label":"Pooled investment vehicles","clients":275,"regulatoryAum":149308760002},{"label":"Pension and profit-sharing plans","clients":37,"regulatoryAum":9896506054},{"label":"Charitable organizations","clients":1,"regulatoryAum":309226416},{"label":"State or municipal government entities","clients":12,"regulatoryAum":5491981365},{"label":"Other investment advisers","clients":2,"regulatoryAum":394430968},{"label":"Insurance companies","clients":30,"regulatoryAum":15604642469},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":283121682},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":1604238576},{"label":"Other","clients":3,"regulatoryAum":393942680}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bank of New York Mellon Corporation","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":6210839853},{"name":"JP Morgan Chase & Co.","shortName":"J.P. 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They include 275 pooled investment vehicles, 37 pension and profit-sharing plans and 30 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Oaktree Capital Management offer?","answer":"Oaktree Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Oaktree Capital Management use?","answer":"Oaktree Capital Management’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $9,584,918,629, JP Morgan Chase & Co. (New York, NY), with $7,502,434,910 and Bank of New York Mellon Corporation (New York, NY), with $6,210,839,853. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Oaktree Capital Management have?","answer":"Oaktree Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 905 employees, and 282 perform investment advisory functions. 53 are registered representatives of a broker-dealer and 1 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Oaktree Capital Management invest in?","answer":"At the end of its last fiscal year, Oaktree Capital Management’s separately managed accounts held 44% high-yield corporate bonds, 24% other assets include abs, mbs, clos, senior loans, trade claims., 15% derivatives, 10% exchange-traded equities, 4% cash and equivalents, 2% investment grade corporate bonds and 1% non-exchange-traded equities. It advises 284 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Oaktree Capital Management?","answer":"Oaktree Capital Management is owned through a chain of holding companies by Brookfield Corporation. Its direct owner is Oaktree Capital Management GP, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Oaktree Capital Management get paid?","answer":"Oaktree Capital Management is paid through a percentage of assets under management and performance-based fees. 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Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}