{"url":"https://nivawealth.com/firms/oaktop-capital-management-ii-161896","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/161896","regulatoryAum":1234916043,"crd":"161896","history":[{"filedOn":"2021-03-30","regulatoryAum":582137429,"clients":2,"employees":2,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":824842200,"clients":2,"employees":2,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":573618081,"clients":2,"employees":2,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":766925053,"clients":2,"employees":3,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":792724723,"clients":2,"employees":3,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":1234916043,"clients":2,"employees":3,"offices":1}],"secFileNumber":"801-74616","legalName":"Oaktop Capital Management II, L.P.","displayName":"Oaktop Capital Management II","slug":"oaktop-capital-management-ii-161896","website":"https://twinoakspartners.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"One Main Street, Suite 202","city":"Chatham","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07928-2426"},"tradeNames":["Twin Oaks Partners"],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1234916043,"discretionary":1234916043,"discretionaryAccounts":2,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":1234916043}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Oaktop Capital Management II has custody of $1.23B in client assets for 2 clients.","leadership":[{"name":"Denise Adamczyk","title":"Chief Compliance Officer","crd":"2859934"},{"name":"Timothy Moriarty","title":"Principal and Owner/Limited Partner","crd":"3083345"},{"name":"Robert Moriarty","title":"Principal and Owner/Limited Partner","crd":"5086183"}],"ownership":[{"label":"Robert Moriarty","detail":"Principal and owner/limited partner in the 50% to 75% ownership band and a control person, since February 2010."},{"label":"Timothy Moriarty","detail":"Principal and owner/limited partner in the 50% to 75% ownership band and a control person, since February 2010."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"One Main Street, Suite 202","city":"Chatham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"973-635-3854","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/161896/PDF/161896.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Oaktop Capital Management II have?","answer":"Oaktop Capital Management II has 2 clients and manages $1.23 billion for them, as of March 2026. They include 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Oaktop Capital Management II offer?","answer":"Oaktop Capital Management II provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Oaktop Capital Management II have?","answer":"Oaktop Capital Management II has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Oaktop Capital Management II?","answer":"Oaktop Capital Management II’s direct owners are Robert Moriarty (50% to 75%) and Timothy Moriarty (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Oaktop Capital Management II get paid?","answer":"Oaktop Capital Management II is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Oaktop Capital Management II registered with the SEC?","answer":"Yes, Oaktop Capital Management II has been registered with the SEC as an investment adviser since 30 March 2012. Its CRD number is 161896 and its SEC file number is 801-74616.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Oaktop Capital Management II?","answer":"Oaktop Capital Management II’s main office is at One Main Street, Suite 202, Chatham, NJ 07928-2426. Its phone number is 973-635-3854. Its website is twinoakspartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/oaktop-capital-management-ii-161896/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1550660/000117266126003178/0001172661-26-003178-index.html","totalValue":2350079924,"positionCount":14,"top10Share":0.9836010611356553,"top10":[{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":921340878,"shares":3053730,"shareType":"SH","priorValue":457533739,"priorShares":310738},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":893116530,"shares":2061054,"shareType":"SH","priorValue":480605522,"priorShares":2249394},{"issuer":"ANALOG DEVICES INC","titleOfClass":"COM","cusip":"032654105","value":185159066,"shares":466196,"shareType":"SH","priorValue":148315596,"priorShares":466196},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":137032590,"shares":362760,"shareType":"SH","priorValue":112277847,"priorShares":362760},{"issuer":"DELL TECHNOLOGIES INC","titleOfClass":"CL C","cusip":"24703L202","value":56356873,"shares":130619,"shareType":"SH","priorValue":21438496,"priorShares":130619},{"issuer":"ASPEN AEROGELS INC","titleOfClass":"COM","cusip":"04523Y105","value":32769393,"shares":5168674,"shareType":"SH","priorValue":17676865,"priorShares":5168674},{"issuer":"BRISTOL-MYERS SQUIBB CO","titleOfClass":"COM","cusip":"110122108","value":27657081,"shares":479991,"shareType":"SH","priorValue":29111454,"priorShares":479991},{"issuer":"CEVA INC","titleOfClass":"COM","cusip":"157210105","value":21051139,"shares":446377,"shareType":"SH","priorValue":8338322,"priorShares":446377},{"issuer":"PINTEREST INC","titleOfClass":"CL A","cusip":"72352L106","value":19978500,"shares":950000,"shareType":"SH","priorValue":15589000,"priorShares":850000},{"issuer":"PROGRESS SOFTWARE CORP","titleOfClass":"COM","cusip":"743312100","value":17079057,"shares":508608,"shareType":"SH","priorValue":13045795,"priorShares":508608}],"positionsListed":14,"positions":[{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":921340878,"shares":3053730,"shareType":"SH","priorValue":457533739,"priorShares":310738},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":893116530,"shares":2061054,"shareType":"SH","priorValue":480605522,"priorShares":2249394},{"issuer":"ANALOG DEVICES INC","titleOfClass":"COM","cusip":"032654105","value":185159066,"shares":466196,"shareType":"SH","priorValue":148315596,"priorShares":466196},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":137032590,"shares":362760,"shareType":"SH","priorValue":112277847,"priorShares":362760},{"issuer":"DELL TECHNOLOGIES INC","titleOfClass":"CL C","cusip":"24703L202","value":56356873,"shares":130619,"shareType":"SH","priorValue":21438496,"priorShares":130619},{"issuer":"ASPEN AEROGELS INC","titleOfClass":"COM","cusip":"04523Y105","value":32769393,"shares":5168674,"shareType":"SH","priorValue":17676865,"priorShares":5168674},{"issuer":"BRISTOL-MYERS SQUIBB CO","titleOfClass":"COM","cusip":"110122108","value":27657081,"shares":479991,"shareType":"SH","priorValue":29111454,"priorShares":479991},{"issuer":"CEVA INC","titleOfClass":"COM","cusip":"157210105","value":21051139,"shares":446377,"shareType":"SH","priorValue":8338322,"priorShares":446377},{"issuer":"PINTEREST INC","titleOfClass":"CL A","cusip":"72352L106","value":19978500,"shares":950000,"shareType":"SH","priorValue":15589000,"priorShares":850000},{"issuer":"PROGRESS SOFTWARE CORP","titleOfClass":"COM","cusip":"743312100","value":17079057,"shares":508608,"shareType":"SH","priorValue":13045795,"priorShares":508608},{"issuer":"EGAIN CORP","titleOfClass":"COM NEW","cusip":"28225C806","value":16832611,"shares":2671843,"shareType":"SH","priorValue":21080841,"priorShares":2671843},{"issuer":"GARMIN LTD","titleOfClass":"SHS","cusip":"H2906T109","value":11401920,"shares":48000,"shareType":"SH","priorValue":11136480,"priorShares":48000},{"issuer":"ARM HOLDINGS PLC","titleOfClass":"SPONSORED ADS","cusip":"042068205","value":7091400,"shares":20000,"shareType":"SH","priorValue":3025600,"priorShares":20000},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":3212886,"shares":23010,"shareType":"SH","priorValue":1015431,"priorShares":23010}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}