{"url":"https://nivawealth.com/firms/oakridge-management-group-306284","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/306284","regulatoryAum":1367118950,"crd":"306284","history":[{"filedOn":"2021-03-31","regulatoryAum":450000000,"clients":1,"employees":3,"offices":1},{"filedOn":"2022-06-08","regulatoryAum":597886013,"clients":7,"employees":3,"offices":1},{"filedOn":"2023-08-08","regulatoryAum":597716416,"clients":8,"employees":3,"offices":1},{"filedOn":"2024-07-16","regulatoryAum":1085752280,"clients":14,"employees":4,"offices":1},{"filedOn":"2025-05-09","regulatoryAum":1080694337,"clients":21,"employees":5,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":1367118950,"clients":48,"employees":6,"offices":1}],"secFileNumber":"801-117907","legalName":"Oakridge Management Group LLC","displayName":"OakRidge Management Group","slug":"oakridge-management-group-306284","website":"https://oakridgemg.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1 Landmark Square, Suite 1730","city":"Stamford","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06901"},"tradeNames":[],"registration":{"secApproved":"6 January 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":33437558.675,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1367118950,"discretionary":186603776,"discretionaryAccounts":15,"nonDiscretionary":1180515174,"nonDiscretionaryAccounts":144,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":40,"regulatoryAum":1337502347},{"label":"Pooled investment vehicles","clients":8,"regulatoryAum":29616603}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:29:07.986499+00:00","documents":[{"name":"PART 2A DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031779","versionId":1031779,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":446654001}],"custodyNote":"OakRidge Management Group has custody of $190M in client assets for 2 clients.","leadership":[{"name":"Timothy Powers","title":"President","crd":"5154178"},{"name":"Ryan Donovan","title":"Chief Operating Officer & Chief Compliance Officer","crd":"5063050"},{"name":"Scott Phillips","title":"Co-Chief Investment Officer","crd":"4222604"},{"name":"Michael Smith","title":"Co-Chief Investment Officer for Discretionary","crd":"4410675"}],"ownership":[{"label":"Oakridge Holdings LLC","detail":"Sole member of oakridge management group llc in the 75% or more ownership band and a control person, since September 2019."},{"label":"Timothy Powers","detail":"Indirect owner: a member of Oakridge Holdings LLC in the 25% to 50% band and a control person, since September 2019.","parent":"Oakridge Holdings LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"1 Landmark Square, Suite 1730","city":"Stamford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-257-3289","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":40},{"label":"Non-exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":9},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":17},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":15,"detail":"Alternative Investments and Affiliated Vehicles"}],"privateFunds":8},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/306284/PDF/306284.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031779","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does OakRidge Management Group have?","answer":"OakRidge Management Group has 48 clients and manages $1.37 billion for them, as of March 2026. They include 40 high-net-worth individuals and 8 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does OakRidge Management Group offer?","answer":"OakRidge Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does OakRidge Management Group use?","answer":"OakRidge Management Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $447M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does OakRidge Management Group have?","answer":"OakRidge Management Group has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does OakRidge Management Group invest in?","answer":"At the end of its last fiscal year, OakRidge Management Group’s separately managed accounts held 40% exchange-traded equities, 17% pooled vehicles (private funds and similar), 15% other, 9% U.S. government and agency bonds, 8% non-exchange-traded equities, 7% cash and equivalents, 3% investment grade corporate bonds and 1% state and local bonds. The 15% other category is described as: Alternative Investments and Affiliated Vehicles. It advises 8 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns OakRidge Management Group?","answer":"OakRidge Management Group is owned through a holding company by Timothy Powers. Its direct owner is Oakridge Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does OakRidge Management Group get paid?","answer":"OakRidge Management Group is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is OakRidge Management Group registered with the SEC?","answer":"Yes, OakRidge Management Group has been registered with the SEC as an investment adviser since 6 January 2020. Its CRD number is 306284 and its SEC file number is 801-117907.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact OakRidge Management Group?","answer":"OakRidge Management Group’s main office is at 1 Landmark Square, Suite 1730, Stamford, CT 06901. Its phone number is 203-257-3289. Its website is oakridgemg.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}