{"url":"https://nivawealth.com/firms/o-f-o-partners-297424","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297424","regulatoryAum":110005402,"crd":"297424","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4262572","suffix":null,"lastName":"MOON","firstName":"DOUGLAS","middleName":"VINAL"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136025","legalName":"O.f.o. Partners, LLC","displayName":"O.F.O. Partners","slug":"o-f-o-partners-297424","website":"https://ofopartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/ofopartners","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"18 Shipyard Drive, Suite 3d","city":"Hingham","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02043"},"tradeNames":[],"registration":{"secApproved":"27 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":110005402,"discretionary":74412829,"discretionaryAccounts":48,"nonDiscretionary":35592573,"nonDiscretionaryAccounts":13,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":8},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":832825},{"label":"High-net-worth individuals","clients":10,"regulatoryAum":75123174},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":33939605},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":109798}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029014","versionId":1029014,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-27","documentName":"OFO PARTNERS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","fee_rate_low":0.24,"fee_rate_high":0.88,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Consulting Services","summary":"Ongoing consulting is a fixed monthly fee of up to $25,000, paid in advance; project-based consulting is up to $25,000; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029014","versionId":1029014,"submittedOn":"2026-03-27","documentName":"OFO PARTNERS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:05:19.618053+00:00","documents":[{"name":"OFO PARTNERS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029014","versionId":1029014,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Jersey City, NJ","smaAssets":84857440}],"custodyNote":"O.F.O. Partners has custody of $9.77M in client assets for 6 clients.","otherCustodians":[],"leadership":[{"name":"Douglas Moon","title":"Managing Member and Chief Compliance Officer","crd":"4262572"}],"ownership":[{"label":"Douglas Moon","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since October 2018."},{"label":"Perry J. Vieth 2021 Trust","detail":"Owner in the 10% to 25% ownership band, since August 2023."},{"label":"Perry Vieth","detail":"Indirect owner: trustee of Perry J. Vieth 2021 Trust, since August 2023.","parent":"Perry J. Vieth 2021 Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"780 5th Avenue South","city":"Naples"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"18 Shipyard Drive, Suite 3d","city":"Hingham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-829-8800","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":70},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":7},{"label":"Cash and cash equivalents","percent":21}],"privateFunds":0},"sources":{"adv1FilingDate":"1 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297424/PDF/297424.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029014","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does O.F.O. Partners have?","answer":"O.F.O. Partners has 10 clients and manages $110 million for them, as of April 2026. They include 10 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does O.F.O. Partners offer?","answer":"O.F.O. Partners provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does O.F.O. Partners charge?","answer":"O.F.O. Partners charges 0.24%–0.88% a year for its Investment Management Services. The fee is billed in advance and is negotiable.","source":"OFO PARTNERS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does O.F.O. Partners use?","answer":"O.F.O. Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Jersey City, NJ), with $84.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does O.F.O. Partners have?","answer":"O.F.O. Partners has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does O.F.O. Partners invest in?","answer":"At the end of its last fiscal year, O.F.O. Partners’ separately managed accounts held 70% exchange-traded equities, 21% cash and equivalents, 7% registered funds (mutual funds, ETFs, BDCs) and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns O.F.O. Partners?","answer":"O.F.O. Partners’ direct owners are Douglas Moon (75% or more) and Perry J. Vieth 2021 Trust (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does O.F.O. Partners get paid?","answer":"O.F.O. Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact O.F.O. Partners?","answer":"O.F.O. Partners’ main office is at 18 Shipyard Drive, Suite 3d, Hingham, MA 02043. Its phone number is 617-829-8800. Its website is ofopartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}