{"url":"https://nivawealth.com/firms/o-boyle-wealth-management-292849","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/292849","regulatoryAum":443932960,"crd":"292849","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7621725","suffix":null,"lastName":"Lankarani","firstName":"Shayan","middleName":null},{"crd":"7301580","suffix":null,"lastName":"McClure","firstName":"James","middleName":"Cameron"},{"crd":"6231965","suffix":null,"lastName":"O'BOYLE","firstName":"CAROL","middleName":"ASHLING"},{"crd":"4628385","suffix":null,"lastName":"O'BOYLE","firstName":"JOSEPH","middleName":"ANTHONY"},{"crd":"6385909","suffix":null,"lastName":"OBOYLE","firstName":"COLM","middleName":"JOHN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-04","regulatoryAum":225711103,"clients":300,"employees":6,"offices":1},{"filedOn":"2022-02-14","regulatoryAum":270093908,"clients":328,"employees":5,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":257868836,"clients":357,"employees":6,"offices":1},{"filedOn":"2024-07-01","regulatoryAum":312441783,"clients":365,"employees":6,"offices":2},{"filedOn":"2025-03-19","regulatoryAum":369673447,"clients":384,"employees":6,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":443932960,"clients":410,"employees":5,"offices":1}],"secFileNumber":"801-113180","legalName":"O'Boyle Wealth Management, Inc.","displayName":"O'Boyle Wealth Management","slug":"o-boyle-wealth-management-292849","website":"https://oboylewealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/o'boyle-wealth-management/","founded":"2018","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"9701 Wilshire Boulevard, 10th Floor","city":"Beverly Hills","state":"CA","stateName":"California","country":"United States","postalCode":"90212"},"tradeNames":[],"registration":{"secApproved":"9 May 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1028296.4393530997,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":443932960,"discretionary":395724735,"discretionaryAccounts":1570,"nonDiscretionary":48208225,"nonDiscretionaryAccounts":20,"wrapProgram":306500905,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":187,"regulatoryAum":38921018},{"label":"High-net-worth individuals","clients":184,"regulatoryAum":342576961},{"label":"Pension and profit-sharing plans","clients":25,"regulatoryAum":51606393},{"label":"Corporations and other businesses","clients":14,"regulatoryAum":10828588}],"feePrograms":[{"role":"other","program":"Financial planning and consulting","summary":"Hourly fee up to $1,000, or a flat fee up to $50,000, set case by case in the consulting agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032783","versionId":1032783,"submittedOn":"2026-03-30","documentName":"FORM ADV PART 2A - FIRM BROCHURE"},{"role":"other","program":"Held-away account management","summary":"Maximum annual fee of 1.25% for accounts held away from the custodian, billed monthly in arrears; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032783","versionId":1032783,"submittedOn":"2026-03-30","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:26:33.527227+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032783","versionId":1032783,"submittedOn":"2026-03-30"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032784","versionId":1032784,"submittedOn":null}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":374758332},{"name":"Capital Client Group, Inc.","shortName":"Capital Client Group","location":"Los Angeles, CA","smaAssets":65202400}],"custodyNote":"O'Boyle Wealth Management has custody of $77.1M for 119 clients.","otherCustodians":[],"leadership":[{"name":"Joe O'Boyle","title":"President and Chief Compliance Officer","crd":"4628385"}],"ownership":[{"label":"Joe O'Boyle","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since May 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"9701 Wilshire Boulevard, 10th Floor","city":"Beverly Hills","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-601-7075","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":30},{"label":"Securities issued by registered investment companies or business development companies","percent":63},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/292849/PDF/292849.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032783","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does O'Boyle Wealth Management have?","answer":"O'Boyle Wealth Management has 410 clients and manages $444 million for them, as of March 2026. They include 187 individual clients, 184 high-net-worth individuals, and 25 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does O'Boyle Wealth Management offer?","answer":"O'Boyle Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does O'Boyle Wealth Management use?","answer":"O'Boyle Wealth Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $375M and Capital Client Group, Inc. (Los Angeles, CA), with $65.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does O'Boyle Wealth Management have?","answer":"O'Boyle Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does O'Boyle Wealth Management invest in?","answer":"At the end of its last fiscal year, O'Boyle Wealth Management’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 30% U.S. government and agency bonds, 5% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns O'Boyle Wealth Management?","answer":"O'Boyle Wealth Management’s direct owner is Joe O'Boyle (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does O'Boyle Wealth Management get paid?","answer":"O'Boyle Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact O'Boyle Wealth Management?","answer":"O'Boyle Wealth Management’s main office is at 9701 Wilshire Boulevard, 10th Floor, Beverly Hills, CA 90212. Its phone number is 310-601-7075. Its website is oboylewealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}