{"url":"https://nivawealth.com/firms/nyl-investors-169553","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169553","regulatoryAum":329199595529,"crd":"169553","secFileNumber":"801-78759","legalName":"Nyl Investors LLC","displayName":"Nyl Investors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"51 Madison Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10010"},"tradeNames":[],"registration":{"secApproved":"21 November 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":301,"advisory":189,"brokerDealerReps":19,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":328074248110,"discretionaryAccounts":102,"nonDiscretionary":1125347419,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":45,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":9,"regulatoryAum":5807751591},{"label":"Pooled investment vehicles","clients":11,"regulatoryAum":4261985391},{"label":"Charitable organizations","clients":null,"regulatoryAum":74062324},{"label":"Insurance companies","clients":14,"regulatoryAum":318720022200},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":9451685},{"label":"Other","clients":null,"regulatoryAum":326322338}],"fees":[],"feeNotes":[],"custodians":[{"name":"Jpmorgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":169428030695},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":71738011202}],"custodyNote":"Nyl Investors has custody of $719.7M for 3 clients.","otherCustodians":[],"leadership":[{"name":"Naim Abou-Jaoude","title":"Chief Executive Officer, Manager, Chairman of the Board, and Chairman of Compensation Committee","crd":"6408927"},{"name":"Alpesh Rathod","title":"VP & Chief Compliance Officer","crd":"4940438"},{"name":"Colleen Cooney","title":"Manager and Senior Managing Director","crd":"4125694"},{"name":"Maureen Cronin","title":"SVP, General Counsel, & Assistant Secretary","crd":"7693887"},{"name":"Francis Harte","title":"Manager, Member of Compensation Committee, and Senior Managing Director","crd":"1976402"},{"name":"Alain Karaoglan","title":"Manager and Member of Compensation Committee","crd":"1593876"},{"name":"Alison Micucci","title":"Senior Managing Director","crd":"2709298"},{"name":"Dinesh Nair","title":"Manager, Managing Director and CFO","crd":"4922033"},{"name":"Thomas O'Hanlon","title":"Senior Managing Director","crd":"8131993"},{"name":"Craig Sabal","title":"Manager and Senior Managing Director","crd":"4591702"}],"ownership":[{"label":"New York Life Investment Management Holdings LLC","detail":"Sole member/direct & sole interest holder in the 75% or more ownership band and a control person, since January 2026."},{"label":"New York Life Insurance Company","detail":"Indirect owner: a indirect interest holder of New York Life Investment Management Holdings LLC in the 75% or more band and a control person, since January 2026.","parent":"New York Life Investment Management Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":6,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"50 California Street","city":"San Francisco"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"3475 Piedmont Road Ne","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"303 West Madison Street","city":"Chicago"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"110 Cokesbury Road","city":"Lebanon"}]},{"state":"New York","offices":1,"addresses":[{"street":"51 Madison Avenue","city":"New York","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"5005 LBJ Freeway","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-576-7000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":49},{"label":"Non-investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":42,"detail":"Mortgage Loans, Structured Securities, LP Funds, Real Estate Equity"}],"privateFunds":17},"sources":{"adv1FilingDate":"6 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169553/PDF/169553.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nyl Investors have?","answer":"Nyl Investors has 34 clients and manages $329.2 billion for them, as of August 2026. They include 14 insurance companies, 11 pooled investment vehicles and 9 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nyl Investors offer?","answer":"Nyl Investors provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Nyl Investors use?","answer":"Nyl Investors’ separately managed account assets are held at Jpmorgan Chase Bank, N.A. (New York, NY), with $169,428,030,695 and The Bank of New York Mellon (New York, NY), with $71,738,011,202. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Nyl Investors have?","answer":"Nyl Investors has 0 investment adviser representatives registered with state securities authorities, out of 301 employees, and 189 perform investment advisory functions. 19 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Nyl Investors invest in?","answer":"At the end of its last fiscal year, Nyl Investors’ separately managed accounts held 49% investment grade corporate bonds, 42% mortgage loans, structured securities, lp funds, real estate equity, 4% high-yield corporate bonds, 3% U.S. government and agency bonds and 2% cash and equivalents. It advises 17 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nyl Investors?","answer":"Nyl Investors is owned through a holding company by New York Life Insurance Company. Its direct owner is New York Life Investment Management Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nyl Investors get paid?","answer":"Nyl Investors is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/nyl-investors-169553/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-12","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1606720/000160672026000003/0001606720-26-000003-index.html","totalValue":260828302,"positionCount":29,"top10Share":0.7742911541861741,"top10":[{"issuer":"VANGUARD LONG TERM CORPORATE BOND","titleOfClass":"LG-TERM COR BD","cusip":"92206C813","value":48754400,"shares":647899,"shareType":"SH","priorValue":48046604,"priorShares":643022},{"issuer":"ING SPDR BLOOMBERG BARCLAYS LONG TERM ET","titleOfClass":"ST LONG BD ETF","cusip":"78464A367","value":32723040,"shares":1460850,"shareType":"SH","priorValue":32365608,"priorShares":1456598},{"issuer":"ISHARES IBOXX INVESTMENT GRADE","titleOfClass":"IBOXX INV CP 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Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}