{"url":"https://nivawealth.com/firms/nye-wealth-management-170415","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170415","regulatoryAum":107700000,"crd":"170415","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2106058","suffix":null,"lastName":"NYE","firstName":"ERIC","middleName":"ALLEN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-30","regulatoryAum":106837856,"clients":232,"employees":4,"offices":1},{"filedOn":"2026-02-24","regulatoryAum":107700000,"clients":225,"employees":5,"offices":1}],"secFileNumber":"801-132608","legalName":"Nye Wealth Management LLC","displayName":"Nye Wealth Management","slug":"nye-wealth-management-170415","website":"https://nyewealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/170415/f2548b9d2f1f9d54-r1.webp","tone":"light","width":331,"height":200,"sourceUrl":"https://nyewealth.com/","sourceLabel":"NYE Wealth Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/nye-wealth-management","xUrl":"https://x.com/Nye_Wealth","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"85 South Main Street","city":"Hudson","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44236"},"tradeNames":[],"registration":{"secApproved":"29 April 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":478666.6666666667,"staff":{"employees":5,"advisory":1,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":107700000,"discretionary":107700000,"discretionaryAccounts":225,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":200,"regulatoryAum":68600000},{"label":"High-net-worth individuals","clients":25,"regulatoryAum":39100000}],"feePrograms":[{"role":"main","program":"Wealth management advisory fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011551","versionId":1011551,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-24","documentName":"NYE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","fee_rate_low":0.3,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Educational workshops and seminars","summary":"Fee negotiable; generally a flat fee per event or per participant.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011551","versionId":1011551,"submittedOn":"2026-02-24","documentName":"NYE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT"},{"role":"other","program":"Financial planning services","summary":"Fixed fee of $2,500 to $10,000, negotiable, or hourly at $75 to $250 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011551","versionId":1011551,"submittedOn":"2026-02-24","documentName":"NYE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:54:46.177382+00:00","documents":[{"name":"NYE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011551","versionId":1011551,"submittedOn":"2026-02-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":107700000}],"custodyNote":"Nye Wealth Management has custody of $77.8M in client assets for 346 clients.","leadership":[{"name":"Eric Nye","title":"President, Chief Compliance Officer","crd":"2106058"}],"ownership":[{"label":"Eric Nye","detail":"President, chief compliance officer in the 75% or more ownership band and a control person, since January 2014."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"85 South Main Street","city":"Hudson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"330-656-0007","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170415/PDF/170415.pdf","brochureDate":"24 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011551","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nye Wealth Management have?","answer":"Nye Wealth Management has 225 clients and manages $108 million for them, as of February 2026. They include 200 individual clients and 25 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nye Wealth Management offer?","answer":"Nye Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Nye Wealth Management charge?","answer":"Nye Wealth Management charges 0.30%–1.00% a year for its Wealth management advisory fee. The fee is billed in advance and is negotiable.","source":"NYE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT, filed 24 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Nye Wealth Management use?","answer":"Nye Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $108M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Nye Wealth Management have?","answer":"Nye Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Nye Wealth Management invest in?","answer":"At the end of its last fiscal year, Nye Wealth Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 3% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nye Wealth Management?","answer":"Nye Wealth Management’s direct owner is Eric Nye (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nye Wealth Management get paid?","answer":"Nye Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Nye Wealth Management registered with the SEC?","answer":"Yes, Nye Wealth Management has been registered with the SEC as an investment adviser since 29 April 2025. Its CRD number is 170415 and its SEC file number is 801-132608.","source":"Form ADV Part 1A, Item 1, filed 24 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Nye Wealth Management?","answer":"Nye Wealth Management’s main office is at 85 South Main Street, Hudson, OH 44236. Its phone number is 330-656-0007. Its website is nyewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}