{"url":"https://nivawealth.com/firms/nxt-capital-investment-advisers-160569","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160569","regulatoryAum":6647874837,"crd":"160569","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2107854","suffix":"JR","lastName":"BOZALIS","firstName":"JOHN","middleName":"RUSSELL"},{"crd":"5157665","suffix":null,"lastName":"FOREMAN","firstName":"HUNTER","middleName":"N"},{"crd":"7039554","suffix":null,"lastName":"Kowalewski","firstName":"Lucas","middleName":"Michael"},{"crd":"6076664","suffix":"III","lastName":"WHITE","firstName":"RONALD","middleName":"BARRY"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-29","regulatoryAum":8402156758,"clients":22,"employees":106,"offices":7},{"filedOn":"2022-06-28","regulatoryAum":7058442000,"clients":26,"employees":98,"offices":8},{"filedOn":"2023-06-30","regulatoryAum":7043597000,"clients":21,"employees":253,"offices":8},{"filedOn":"2024-06-28","regulatoryAum":6601560000,"clients":22,"employees":277,"offices":8},{"filedOn":"2025-07-28","regulatoryAum":6476978907,"clients":22,"employees":273,"offices":7},{"filedOn":"2026-08-26","regulatoryAum":6647874837,"clients":22,"employees":242,"offices":5}],"secFileNumber":"801-74046","legalName":"NXT Capital Investment Advisers, LLC","displayName":"NXT Capital Investment Advisers","slug":"nxt-capital-investment-advisers-160569","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/nxt-capital","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"March","headquarters":{"street":"191 North Wacker Drive, Suite 2650","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60606-1615"},"tradeNames":[],"registration":{"secApproved":"14 March 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MA","smaAssets":893011116},{"name":"Computershare Trust Company, N.A.","shortName":"Computershare Trust Company, N.A.","location":"Canton, MA","smaAssets":2256370626}],"custodyNote":"NXT Capital Investment Advisers has custody of $2.55B in client assets for 8 clients.","otherCustodians":[],"leadership":[{"name":"Edward (Ted) Denniston","title":"Senior Vice President","crd":"7624821"},{"name":"Joseph Lazewski","title":"Senior Vice President","crd":"7624824"},{"name":"Brian Franc","title":"Chief Compliance Officer","crd":"2170342"}],"ownership":[{"label":"NXT Capital Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since August 2018."},{"label":"NXT Capital Intermediate Holdings, LLC","detail":"Indirect owner: a member of NXT Capital Holdings, LLC in the 75% or more band and a control person, since August 2018.","parent":"NXT Capital Holdings, LLC"},{"label":"NXT Capital Group, LLC","detail":"Indirect owner: a member of NXT Capital Intermediate Holdings, LLC in the 75% or more band and a control person, since August 2018.","parent":"NXT Capital Intermediate Holdings, LLC"},{"label":"Ocu Global Asset Management, LLC","detail":"Indirect owner: a member of Oam Holdings, LLC in the 75% or more band and a control person, since February 2019.","parent":"Oam Holdings, LLC"},{"label":"Orix Corporation USA","detail":"Indirect owner: a member of Orix Capital Markets, LLC in the 75% or more band and a control person, since March 1997.","parent":"Orix Capital Markets, LLC"},{"label":"Orix Corporation","detail":"Indirect owner: a majority shareholder of Orix Corporation USA in the 75% or more band and a control person, since August 1981.","parent":"Orix Corporation USA"},{"label":"Ocu Opco Holdings, LLC","detail":"Indirect owner: a member of Ocu Global Asset Management, LLC in the 75% or more band and a control person, since September 2015.","parent":"Ocu Global Asset Management, LLC"},{"label":"Orix Capital Markets, LLC","detail":"Indirect owner: a member of Ocu Opco Holdings, LLC in the 75% or more band and a control person, since September 2015.","parent":"Ocu Opco Holdings, LLC"},{"label":"Oam Holdings, LLC","detail":"Indirect owner: a member of NXT Capital Group, LLC in the 75% or more band and a control person, since August 2018.","parent":"NXT Capital Group, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":1},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"16007 Castle Park Terrace","city":"Lakewood Ranch"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"191 North Wacker Drive, Suite 2650","city":"Chicago","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"280 Park Ave.","city":"New York"}]},{"state":"Texas","offices":1,"addresses":[{"street":"2001 Ross Ave.","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-450-8000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Middle-Market Corporate Loans (Approximately 1% in Unlisted Equity)"}],"privateFunds":16},"sources":{"adv1FilingDate":"26 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160569/PDF/160569.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does NXT Capital Investment Advisers have?","answer":"NXT Capital Investment Advisers has 22 clients and manages $6.65 billion for them, as of August 2026. They include 16 pooled investment vehicles, 3 insurance companies and 2 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does NXT Capital Investment Advisers offer?","answer":"NXT Capital Investment Advisers provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does NXT Capital Investment Advisers use?","answer":"NXT Capital Investment Advisers’ separately managed account assets are held at Computershare Trust Company, N.A. (Canton, MA), with $2.26B and State Street Bank and Trust (Boston, MA), with $893M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does NXT Capital Investment Advisers have?","answer":"NXT Capital Investment Advisers has 0 investment adviser representatives registered with state securities authorities, out of 242 employees, and 56 perform investment advisory functions. 19 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does NXT Capital Investment Advisers invest in?","answer":"At the end of its last fiscal year, NXT Capital Investment Advisers’ separately managed accounts held 100% other. The 100% other category is described as: Middle-Market Corporate Loans (Approximately 1% in Unlisted Equity). It advises 16 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns NXT Capital Investment Advisers?","answer":"NXT Capital Investment Advisers is owned through a chain of holding companies by Orix Corporation. Its direct owner is NXT Capital Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does NXT Capital Investment Advisers get paid?","answer":"NXT Capital Investment Advisers is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact NXT Capital Investment Advisers?","answer":"NXT Capital Investment Advisers’ main office is at 191 North Wacker Drive, Suite 2650, Chicago, IL 60606-1615. Its phone number is 312-450-8000.","source":"Form ADV Part 1A, Item 1.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}