{"url":"https://nivawealth.com/firms/nuveen-fund-advisors-104626","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104626","regulatoryAum":186250952275,"crd":"104626","secFileNumber":"801-14147","legalName":"Nuveen Fund Advisors, LLC","displayName":"Nuveen Fund Advisors","website":"https://www.nuveen.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"333 West Wacker Drive","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60606"},"tradeNames":[],"registration":{"secApproved":"2 November 1978","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":137,"advisory":25,"brokerDealerReps":10,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":186250952275,"discretionaryAccounts":235,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":142,"regulatoryAum":147380791297},{"label":"Pooled investment vehicles","clients":93,"regulatoryAum":38870160978}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Nuveen Fund Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Nathanael Jones","title":"President","crd":"7149343"},{"name":"Oluseun Salami","title":"Executive Vice President and Chief Financial Officer","crd":"7313879"},{"name":"Erik Mogavero","title":"Chief Compliance Officer","crd":"2540210"},{"name":"John McCann","title":"Managing Director, General Counsel & Assistant Secretary","crd":"4867665"},{"name":"Cinda Whitten","title":"Head of Global Investment Operations","crd":"7664303"}],"ownership":[{"label":"Nuveen Consolidated, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since November 2025."},{"label":"Nuveen, LLC","detail":"Indirect owner: a member of Nuveen Consolidated, LLC in the 75% or more band and a control person, since November 2025.","parent":"Nuveen Consolidated, LLC"},{"label":"Teachers Insurance and Annuity Association of America","detail":"Indirect owner: a member of Nuveen, LLC in the 75% or more band and a control person, since October 2014.","parent":"Nuveen, LLC"},{"label":"Tiaa Board of Governers","detail":"Indirect owner: a shareholder of Teachers Insurance and Annuity Association of America in the 75% or more band and a control person, since October 2014.","parent":"Teachers Insurance and Annuity Association of America"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"560 Mission Street","city":"San Francisco"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"333 West Wacker Drive","city":"Chicago","headquarters":true}]},{"state":"Minnesota","offices":1,"addresses":[{"street":"901 Marquette Avenue","city":"Minneapolis"}]},{"state":"New York","offices":1,"addresses":[{"street":"730 Third Avenue","city":"New York"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"8500 Andrew Carnegie BLVD.","city":"Charlotte"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-917-7700","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104626/PDF/104626.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nuveen Fund Advisors have?","answer":"Nuveen Fund Advisors has 235 clients and manages $186.3 billion for them, as of March 2026. They include 142 investment companies and 93 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nuveen Fund Advisors offer?","answer":"Nuveen Fund Advisors provides portfolio management for investment companies, portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Nuveen Fund Advisors have?","answer":"Nuveen Fund Advisors has 2 investment adviser representatives registered with state securities authorities, out of 137 employees, and 25 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nuveen Fund Advisors?","answer":"Nuveen Fund Advisors is owned through a chain of holding companies by Tiaa Board of Governers. Its direct owner is Nuveen Consolidated, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nuveen Fund Advisors get paid?","answer":"Nuveen Fund Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}