{"url":"https://nivawealth.com/firms/numeric-investors-131684","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/131684","regulatoryAum":94400959000,"crd":"131684","secFileNumber":"801-63276","legalName":"Numeric Investors LLC","displayName":"Numeric Investors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Pier 4 Boulevard, 5th Floor","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02210"},"tradeNames":["Man Group","Man Numeric"],"registration":{"secApproved":"16 June 2004","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":54,"advisory":45,"brokerDealerReps":2,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":94400959000,"discretionaryAccounts":125,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":68,"nonAumClients":7},"clientTypes":[{"label":"Investment companies","clients":9,"regulatoryAum":554457921},{"label":"Pooled investment vehicles","clients":71,"regulatoryAum":56601803501},{"label":"Pension and profit-sharing plans","clients":25,"regulatoryAum":27533960350},{"label":"State or municipal government entities","clients":9,"regulatoryAum":5480103111},{"label":"Insurance companies","clients":6,"regulatoryAum":1721703345},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":2508930772}],"fees":[],"feeNotes":[],"custodians":[{"name":"Citibank, National Association","shortName":"Citibank, National Association","location":"London","smaAssets":13650714162},{"name":"Jpmorgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":2776448397},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":1451069498}],"custodyNote":"Numeric Investors has custody of $10.49B for 23 clients.","otherCustodians":[],"leadership":[{"name":"Gregory Bond","title":"President","crd":"2530938"},{"name":"Heidi Roderick","title":"Vice President & Chief Operating Officer","crd":"7329170"},{"name":"Daniel Taylor","title":"Vice President & Chief Investment Officer","crd":"6631002"},{"name":"Nadine Le Gall","title":"Chief Compliance Officer","crd":"4358239"},{"name":"Chen Yang","title":"Secretary","crd":"8022068"}],"ownership":[{"label":"Man Investments Holdings Inc.","detail":"Sole member in the 75% or more ownership band and a control person, since June 2023."},{"label":"Man Investments USA Holdings Inc.","detail":"Indirect owner: a shareholder of Man Investments Holdings Inc. in the 75% or more band and a control person, since August 2006.","parent":"Man Investments Holdings Inc."},{"label":"Man Worldwide Operations Management Limited","detail":"Indirect owner: a shareholder of Man Investments USA Holdings Inc. in the 75% or more band and a control person, since October 2024.","parent":"Man Investments USA Holdings Inc."},{"label":"Man Group Treasury Limited","detail":"Indirect owner: a shareholder of Man Worldwide Operations Management Limited in the 75% or more band and a control person, since May 2019.","parent":"Man Worldwide Operations Management Limited"},{"label":"Man Group PLC","detail":"Indirect owner: a shareholder of Man Group Treasury Limited in the 75% or more band and a control person, since May 2019.","parent":"Man Group Treasury Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":3},"listedOfficeAddresses":2,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"200 Pier 4 Boulevard, 5th Floor","city":"Boston","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"1345 Avenue of the Americas","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-897-7800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":88},{"label":"U.S. government/agency bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":25},"sources":{"adv1FilingDate":"28 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/131684/PDF/131684.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Numeric Investors have?","answer":"Numeric Investors has 120 clients and manages $94.4 billion for them, as of August 2026. They include 71 pooled investment vehicles, 25 pension and profit-sharing plans and 9 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Numeric Investors offer?","answer":"Numeric Investors provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Numeric Investors use?","answer":"Numeric Investors’ separately managed account assets are held at Citibank, National Association (London), with $13,650,714,162, Jpmorgan Chase Bank, N.A. (New York, NY), with $2,776,448,397 and State Street Bank and Trust Company (Boston, MA), with $1,451,069,498. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Numeric Investors have?","answer":"Numeric Investors has 0 investment adviser representatives registered with state securities authorities, out of 54 employees, and 45 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Numeric Investors invest in?","answer":"At the end of its last fiscal year, Numeric Investors’ separately managed accounts held 88% exchange-traded equities, 10% cash and equivalents, 1% U.S. government and agency bonds and 1% high-yield corporate bonds. It advises 25 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Numeric Investors?","answer":"Numeric Investors is owned through a chain of holding companies by Man Group PLC. Its direct owner is Man Investments Holdings Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Numeric Investors get paid?","answer":"Numeric Investors is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}