{"url":"https://nivawealth.com/firms/nuclo-wealth-317730","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/317730","regulatoryAum":293720804,"crd":"317730","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7529580","suffix":null,"lastName":"Correa","firstName":"Alejandro","middleName":"Adan"},{"crd":"7328434","suffix":null,"lastName":"REYES FLORES","firstName":"ANA","middleName":"LISETH"},{"crd":"7328313","suffix":null,"lastName":"SOSA ARRATIA","firstName":"EMILIO","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-08","regulatoryAum":5760559,"clients":7,"employees":5,"offices":2},{"filedOn":"2024-07-18","regulatoryAum":185000000,"clients":32,"employees":8,"offices":2},{"filedOn":"2025-03-17","regulatoryAum":235362987,"clients":46,"employees":8,"offices":2},{"filedOn":"2026-03-27","regulatoryAum":293720804,"clients":72,"employees":8,"offices":2}],"secFileNumber":"801-129931","legalName":"Nuclo Wealth LLC","displayName":"Nuclo Wealth","slug":"nuclo-wealth-317730","website":"https://nuclowealth.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/nuclo-wealth-management/","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"401 Franklin Street, Suite 2400","city":"Houston","state":"TX","stateName":"Texas","country":"United States","postalCode":"77002"},"tradeNames":["Nuclo Wealth Management"],"registration":{"secApproved":"18 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1520922.435483871,"staff":{"employees":8,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":4},"aum":{"regulatory":293720804,"discretionary":96954652,"discretionaryAccounts":65,"nonDiscretionary":196766152,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":85,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":55,"regulatoryAum":58477183},{"label":"High-net-worth individuals","clients":7,"regulatoryAum":35820008},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":198124641},{"label":"Other","clients":2,"fewerThan5":true,"regulatoryAum":1298972}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":56674560},{"name":"Alterna Securities, Inc.","shortName":"Alterna Securities","location":"Houston, TX","smaAssets":35246961},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":19276361},{"name":"Merrill Lynch, Pierce, Fenner & Smith Incorporated","shortName":"Merrill Lynch, Pierce, Fenner & Smith","location":"New York, NY","smaAssets":4035380},{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":75320128},{"name":"Invex","shortName":"Invex","location":"CDMX","smaAssets":3189836},{"name":"UBS","shortName":"UBS","location":"Geneva","smaAssets":594499},{"name":"Santander","shortName":"Santander","location":"Geneva","smaAssets":1000000}],"custodyNote":"Nuclo Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ana Reyes Flores","title":"Chief Compliance Officer and Manager","crd":"7328434"},{"name":"Mauricio Brocado Martinez","title":"Ultimate Beneficial Owner, CEO, and Manager","crd":"7479715"},{"name":"Emilio Sosa Arratia","title":"Ultimate Beneficial Owner and Manager","crd":"7328313"}],"ownership":[{"label":"Nuclo Management Company LLC","detail":"Managing member in the 75% or more ownership band and a control person, since November 2021."},{"label":"Emilio Sosa Arratia","detail":"Ultimate beneficial owner and manager in the 25% to 50% ownership band and a control person, since November 2021. Also a shareholder (ubo) and executive officer of Nuclo Asset Management S.a. De C.V. in the 25% to 50% band and a control person, since May 2019."},{"label":"Mauricio Brocado Martinez","detail":"Ultimate beneficial owner, ceo, and manager in the 25% to 50% ownership band and a control person, since February 2024. Also a shareholder (ubo) and executive officer of Nuclo Asset Management S.a. De C.V. in the 25% to 50% band and a control person, since May 2019."},{"label":"Nuclo Asset Management S.a. De C.V.","detail":"Indirect owner: a shareholder of Nuclo Management Company LLC in the 75% or more band and a control person, since November 2021.","parent":"Nuclo Management Company LLC"},{"label":"Samuel Canal Palomar","detail":"Indirect owner: a managing member and ubo of Canpal Investments LLC in the 75% or more band and a control person, since November 2018.","parent":"Canpal Investments LLC"},{"label":"Francisco Canal Palomar","detail":"Indirect owner: a managing member and ubo of Rockville Holdings LLC in the 75% or more band and a control person, since August 2019.","parent":"Rockville Holdings LLC"},{"label":"Pablo Canal Palomar","detail":"Indirect owner: a managing member and ubo of Wellspring Holdings LLC in the 75% or more band and a control person, since August 2019.","parent":"Wellspring Holdings LLC"},{"label":"Pedro Canal Palomar","detail":"Indirect owner: a managing member and ubo of Eastforf Holdings LLC in the 75% or more band and a control person, since August 2019.","parent":"Eastforf Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"CDMX","country":"Mexico","postalCode":"11000","street":"MONTE PELVOUX 111-102","display":{"city":"CDMX","region":null,"postalCode":"11000","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"401 Franklin Street, Suite 2400","city":"Houston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-857-6435","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":36},{"label":"Non-exchange-traded equity securities","percent":16},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":30,"detail":"Alternative Investments and Non Financial Assets"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/317730/PDF/317730.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nuclo Wealth have?","answer":"Nuclo Wealth has 72 clients and manages $294 million for them, as of March 2026. They include 55 individual clients, 8 corporations and other businesses, and 7 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nuclo Wealth offer?","answer":"Nuclo Wealth provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Nuclo Wealth use?","answer":"Nuclo Wealth’s separately managed account assets are held at Morgan Stanley & Co. LLC (New York, NY), with $75.3M, J.P. Morgan Securities LLC (New York, NY), with $56.7M, Alterna Securities, Inc. (Houston, TX), with $35.2M, Interactive Brokers LLC (Greenwich, CT), with $19.3M, Merrill Lynch, Pierce, Fenner & Smith Incorporated (New York, NY), with $4.04M, Invex (CDMX), with $3.19M, Santander (Geneva), with $1M and UBS (Geneva), with $594K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Nuclo Wealth have?","answer":"Nuclo Wealth has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Nuclo Wealth invest in?","answer":"At the end of its last fiscal year, Nuclo Wealth’s separately managed accounts held 36% exchange-traded equities, 30% other, 16% non-exchange-traded equities, 7% cash and equivalents, 5% registered funds (mutual funds, ETFs, BDCs), 4% pooled vehicles (private funds and similar) and 2% investment grade corporate bonds. The 30% other category is described as: Alternative Investments and Non Financial Assets.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nuclo Wealth?","answer":"Nuclo Wealth is owned through a holding company by Nuclo Asset Management S.a. De C.V. Its direct owners are Nuclo Management Company LLC (75% or more), Emilio Sosa Arratia (25% to 50%), Mauricio Brocado Martinez (25% to 50%), Samuel Canal Palomar (75% or more), Francisco Canal Palomar (75% or more), Pablo Canal Palomar (75% or more) and Pedro Canal Palomar (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nuclo Wealth get paid?","answer":"Nuclo Wealth is paid through a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Nuclo Wealth?","answer":"Nuclo Wealth’s main office is at 401 Franklin Street, Suite 2400, Houston, TX 77002. Its phone number is 281-857-6435. Its website is nuclowealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}