{"url":"https://nivawealth.com/firms/nppg-plan-professionals-324646","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/324646","regulatoryAum":6274553085,"crd":"324646","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2553510","suffix":null,"lastName":"SALERNO","firstName":"MICHAEL","middleName":"MARTIN"},{"crd":"2911439","suffix":null,"lastName":"WOODS","firstName":"GREGORY","middleName":"BRIAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-08-01","regulatoryAum":0,"clients":15,"employees":2,"offices":2},{"filedOn":"2024-03-08","regulatoryAum":3177963477,"clients":33,"employees":2,"offices":2},{"filedOn":"2025-03-25","regulatoryAum":4548567781,"clients":53,"employees":2,"offices":2},{"filedOn":"2026-05-22","regulatoryAum":6274553085,"clients":64,"employees":2,"offices":2}],"secFileNumber":"801-127600","legalName":"NPPG Plan Professionals, LLC","displayName":"NPPG Plan Professionals","slug":"nppg-plan-professionals-324646","website":"https://nppg.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"retirement_plan_adviser","typeLabel":"Retirement plans","feeDisclosure":"payment_only"},"founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"494 Sycamore Avenue, Suite 100","city":"Shrewsbury","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07702"},"tradeNames":[],"registration":{"secApproved":"6 April 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":6274553085,"discretionary":6055487150,"discretionaryAccounts":41,"nonDiscretionary":219065935,"nonDiscretionaryAccounts":23,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":64,"regulatoryAum":6274553085}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Transamerica Capital, LLC","shortName":"Transamerica Capital","location":"Denver, CO","smaAssets":2186335548},{"name":"Principal Securities, Inc.","shortName":"Principal Securities","location":"Des Moines, IA","smaAssets":2672772779},{"name":"Lincoln Investment Planning, LLC","shortName":"Lincoln Investment Planning","location":"Fort Washington, PA","smaAssets":615114605}],"custodyNote":"NPPG Plan Professionals does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Salerno","title":"President, Managing Member","crd":"2553510"},{"name":"Gregory Woods","title":"Chief Compliance Officer, Director of Investment & Fiduciary Services","crd":"2911439"}],"ownership":[{"label":"Ice Investment Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since December 2022."},{"label":"Salerno Family Trust","detail":"Indirect owner: a member of Ice Investment Holdings, LLC in the 75% or more band and a control person, since December 2022.","parent":"Ice Investment Holdings, LLC"},{"label":"Leonora Salerno-Bossie","detail":"Indirect owner: trustee of Salerno Family Trust and a control person, since December 2022.","parent":"Salerno Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"494 Sycamore Avenue, Suite 100","city":"Shrewsbury","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"732-758-1577","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":67},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":33}],"privateFunds":0},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/324646/PDF/324646.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does NPPG Plan Professionals have?","answer":"NPPG Plan Professionals has 64 clients and manages $6.27 billion for them, as of May 2026. They include 64 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does NPPG Plan Professionals offer?","answer":"NPPG Plan Professionals provides pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does NPPG Plan Professionals use?","answer":"NPPG Plan Professionals’ separately managed account assets are held at Principal Securities, Inc. (Des Moines, IA), with $2.67B, Transamerica Capital, LLC (Denver, CO), with $2.19B and Lincoln Investment Planning, LLC (Fort Washington, PA), with $615M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does NPPG Plan Professionals have?","answer":"NPPG Plan Professionals has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does NPPG Plan Professionals invest in?","answer":"At the end of its last fiscal year, NPPG Plan Professionals’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs) and 33% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns NPPG Plan Professionals?","answer":"NPPG Plan Professionals’ direct owner is Ice Investment Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does NPPG Plan Professionals get paid?","answer":"NPPG Plan Professionals is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact NPPG Plan Professionals?","answer":"NPPG Plan Professionals’ main office is at 494 Sycamore Avenue, Suite 100, Shrewsbury, NJ 07702. Its phone number is 732-758-1577. Its website is nppg.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}