{"url":"https://nivawealth.com/firms/northill-aims-339338","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/339338","regulatoryAum":249477467,"crd":"339338","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4662758","suffix":null,"lastName":"PINGELTON","firstName":"WESLEY","middleName":"ROBERT"},{"crd":"5154482","suffix":null,"lastName":"VESELY","firstName":"KIMBERLY","middleName":"ANNE"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134901","legalName":"Northill Aims, LLC","displayName":"Northill Aims","slug":"northill-aims-339338","website":"https://northillaims.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2025","organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3400 N Central Expressway, Suite 110-220","city":"Richardson","state":"TX","stateName":"Texas","country":"United States","postalCode":"75080"},"tradeNames":[],"registration":{"secApproved":"8 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2078978.8916666666,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":249477467,"discretionary":249477467,"discretionaryAccounts":528,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":69,"regulatoryAum":228054723},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":21422744}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:12:10.314849+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022464","versionId":1022464,"submittedOn":"2026-05-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":169341730}],"custodyNote":"Northill Aims does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Wesley Pingelton","title":"Managing Member / CCO","crd":"4662758"}],"ownership":[{"label":"Wesley Pingelton","detail":"Managing member / cco in the 75% or more ownership band and a control person, since October 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"3400 N Central Expressway, Suite 110-220","city":"Richardson","headquarters":true}]}],"brochureServices":["education planning","financial planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"972-480-6202","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":40},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":24},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":29,"detail":"Mutual Evolve"}],"privateFunds":0},"sources":{"adv1FilingDate":"4 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/339338/PDF/339338.pdf","brochureDate":"4 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022464","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Northill Aims have?","answer":"Northill Aims has 120 clients and manages $249 million for them, as of May 2026. They include 69 individual clients and 51 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Northill Aims offer?","answer":"Northill Aims provides portfolio management for individuals and small businesses, education planning, financial planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Northill Aims use?","answer":"Northill Aims’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $169M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Northill Aims have?","answer":"Northill Aims has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Northill Aims invest in?","answer":"At the end of its last fiscal year, Northill Aims’ separately managed accounts held 40% exchange-traded equities, 29% other, 24% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 1% U.S. government and agency bonds. The 29% other category is described as: Mutual Evolve.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Northill Aims?","answer":"Northill Aims’ direct owner is Wesley Pingelton (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Northill Aims get paid?","answer":"Northill Aims is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Northill Aims?","answer":"Northill Aims’ main office is at 3400 N Central Expressway, Suite 110-220, Richardson, TX 75080. Its phone number is 972-480-6202. Its website is northillaims.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}