{"url":"https://nivawealth.com/firms/northgate-capital-140214","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/140214","regulatoryAum":2929899129,"crd":"140214","history":[{"filedOn":"2021-03-30","regulatoryAum":4753022942,"clients":59,"employees":39,"offices":5},{"filedOn":"2022-03-31","regulatoryAum":6336241624,"clients":61,"employees":42,"offices":2},{"filedOn":"2023-05-12","regulatoryAum":4818928720,"clients":65,"employees":40,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":4144865180,"clients":65,"employees":36,"offices":2},{"filedOn":"2025-04-03","regulatoryAum":4045094384,"clients":62,"employees":30,"offices":2},{"filedOn":"2026-07-10","regulatoryAum":2929899129,"clients":67,"employees":27,"offices":2}],"secFileNumber":"801-66571","legalName":"Northgate Capital, L.P.","displayName":"Northgate Capital","slug":"northgate-capital-140214","website":null,"logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/140214/2d49379252fbe867-r1.webp","tone":"light","width":1414,"height":200,"sourceUrl":"https://northgate.com/","sourceLabel":"Northgate Capital, L.p., website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/northgate-capital/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"649 San Ramon Valley BLVD","city":"Danville","state":"CA","stateName":"California","country":"United States","postalCode":"94526"},"tradeNames":[],"registration":{"secApproved":"24 November 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":27,"advisory":9,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":2929899129,"discretionary":2929899129,"discretionaryAccounts":67,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":12,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":67,"regulatoryAum":2929899129}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Northgate Capital has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ahmad Alrefaie","title":"Board Member","crd":"8312105"},{"name":"Graham Beaton","title":"Board Member","crd":"8312106"},{"name":"Brent Jones","title":"Senior Managing Partner","crd":"4891147"},{"name":"Justin Stebbins","title":"Partner","crd":"5312157"},{"name":"Janhavi Vaze","title":"Partner / CFO / CCO","crd":"7089991"}],"ownership":[{"label":"Northgate Holdco I, L.L.C.","detail":"Member in the 75% or more ownership band and a control person, since July 2016."},{"label":"Northgate Holdco II, L.L.C.","detail":"Indirect owner: a member of Northgate Holdco I, L.L.C. in the 75% or more band and a control person, since July 2016.","parent":"Northgate Holdco I, L.L.C."},{"label":"TCP-NG (U.k.) LTD.","detail":"Indirect owner: a member of Northgate Holdco II, L.L.C. in the 25% to 50% band, since July 2016.","parent":"Northgate Holdco II, L.L.C."},{"label":"TCP-NG LTD","detail":"Indirect owner: a member of TCP-NG (U.k.) LTD. in the 25% to 50% band, since July 2016.","parent":"TCP-NG (U.k.) LTD."},{"label":"Marq Investments LTD","detail":"Indirect owner: a member of TCP-NG LTD in the 25% to 50% band, since May 2026.","parent":"TCP-NG LTD"},{"label":"Marq Capital Partners LTD","detail":"Indirect owner: a member of Marq Investments LTD in the 25% to 50% band, since May 2026.","parent":"Marq Investments LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"MEXICO CITY","country":"Mexico","postalCode":"11000","street":"PASEO DE LA REFORMA 405, 18TH FLOOR","display":{"city":"MEXICO CITY","region":null,"postalCode":"11000","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"649 San Ramon Valley BLVD","city":"Danville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"925-820-9970","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":67},"sources":{"adv1FilingDate":"10 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/140214/PDF/140214.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Northgate Capital have?","answer":"Northgate Capital has 67 clients and manages $2.93 billion for them, as of July 2026. They include 67 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Northgate Capital offer?","answer":"Northgate Capital provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Northgate Capital have?","answer":"Northgate Capital has 0 investment adviser representatives registered with state securities authorities, out of 27 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Northgate Capital?","answer":"Northgate Capital is owned through a chain of holding companies by Marq Capital Partners LTD. Its direct owner is Northgate Holdco I, L.L.C. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Northgate Capital get paid?","answer":"Northgate Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Northgate Capital?","answer":"Northgate Capital’s main office is at 649 San Ramon Valley BLVD, Danville, CA 94526. Its phone number is 925-820-9970.","source":"Form ADV Part 1A, Item 1.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}