{"url":"https://nivawealth.com/firms/northern-trust-global-investments-111900","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111900","regulatoryAum":208387890843,"crd":"111900","secFileNumber":"801-60152","legalName":"Northern Trust Global Investments LTD","displayName":"Northern Trust Global Investments","website":"http://www.northerntrust.com","linkedinUrl":"https://www.linkedin.com/company/northern-trust-asset-management/","founded":null,"organization":"other (specify) organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"50 Bank Street, Canary Wharf","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"E145NT"},"tradeNames":[],"registration":{"secApproved":"4 April 2001","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":115,"advisory":22,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":208387890843,"discretionaryAccounts":198,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":5,"regulatoryAum":1377567378},{"label":"Pooled investment vehicles","clients":9,"regulatoryAum":130964888286},{"label":"Pension and profit-sharing plans","clients":33,"regulatoryAum":50879959372},{"label":"Charitable organizations","clients":1,"regulatoryAum":253251138},{"label":"State or municipal government entities","clients":22,"regulatoryAum":19912820583},{"label":"Other investment advisers","clients":2,"regulatoryAum":661724},{"label":"Insurance companies","clients":1,"regulatoryAum":0},{"label":"Sovereign wealth funds and foreign official institutions","clients":2,"regulatoryAum":4634831560},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":363910802}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":28318629803},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":24412133109},{"name":"Jpmorgan Chase & Co.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":12629924046},{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":11428885819}],"custodyNote":"Northern Trust Global Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Pedro Antonio Guazo Alonso","title":"Chief Executive Officer","crd":"8240637"},{"name":"Adam Hallsworth","title":"Chief Financial Officer","crd":"7719289"},{"name":"Frances McIlrath","title":"Chief Compliance Officer","crd":"7089359"},{"name":"Richard Bartholomew","title":"Director","crd":"5138530"},{"name":"Anna Hull","title":"Director","crd":"6370742"},{"name":"James Rippey","title":"Director","crd":"7357964"},{"name":"Bimal Shah","title":"Director","crd":"6317553"}],"ownership":[{"label":"Northern Trust Management Services Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since December 2006."},{"label":"The Northern Trust Company","detail":"Indirect owner: a shareholder of The Northern Trust International Banking Corporation in the 75% or more band and a control person, since May 2000.","parent":"The Northern Trust International Banking Corporation"},{"label":"Northern Trust Corporation","detail":"Indirect owner: a shareholder of The Northern Trust Company in the 75% or more band and a control person, since May 2000.","parent":"The Northern Trust Company"},{"label":"Northern International Banking Corporation","detail":"Indirect owner: a shareholder of Northern Trust Management Services Limited in the 75% or more band and a control person, since December 2006.","parent":"Northern Trust Management Services Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"004402079822000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":52},{"label":"Sovereign bonds","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":12},{"label":"Cash and cash equivalents","percent":34}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111900/PDF/111900.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Northern Trust Global Investments have?","answer":"Northern Trust Global Investments has 76 clients and manages $208.4 billion for them, as of March 2026. They include 33 pension and profit-sharing plans, 22 state or municipal government entities and 9 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Northern Trust Global Investments offer?","answer":"Northern Trust Global Investments provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Northern Trust Global Investments use?","answer":"Northern Trust Global Investments’ separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $28,318,629,803, The Bank of New York Mellon (New York, NY), with $24,412,133,109, Jpmorgan Chase & Co. (New York, NY), with $12,629,924,046 and State Street Corporation (Boston, MA), with $11,428,885,819. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Northern Trust Global Investments have?","answer":"Northern Trust Global Investments has 0 investment adviser representatives registered with state securities authorities, out of 115 employees, and 22 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Northern Trust Global Investments invest in?","answer":"At the end of its last fiscal year, Northern Trust Global Investments’ separately managed accounts held 52% exchange-traded equities, 34% cash and equivalents, 12% pooled vehicles (private funds and similar) and 2% sovereign bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Northern Trust Global Investments?","answer":"Northern Trust Global Investments is owned through trusts by Northern Trust Corporation and Northern International Banking Corporation. Its direct owners are Northern Trust Management Services Limited (75% or more) and the Northern Trust Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Northern Trust Global Investments get paid?","answer":"Northern Trust Global Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}