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They include 886 individual clients and 73 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Northeast Planning Associates offer?","answer":"Northeast Planning Associates provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Northeast Planning Associates charge?","answer":"Northeast Planning Associates charges 0.50%–2.00% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"NPA FULL DISCLOSURE BROCHURE AND WRAP BROCHURE, filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Northeast Planning Associates use?","answer":"Northeast Planning Associates’ separately managed account assets are held at Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $207M and LPL Financial LLC (Boston, MA), with $202M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Northeast Planning Associates have?","answer":"Northeast Planning Associates has 69 investment adviser representatives registered with state securities authorities, out of 129 employees, and 69 perform investment advisory functions. 68 employees are registered representatives of a broker-dealer and 67 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Northeast Planning Associates invest in?","answer":"At the end of its last fiscal year, Northeast Planning Associates’ separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities, 5% cash and equivalents and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Northeast Planning Associates?","answer":"Northeast Planning Associates’ direct owners are Edward Hiers (25% to 50%) and Benjamin Hiers (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Northeast Planning Associates get paid?","answer":"Northeast Planning Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Northeast Planning Associates?","answer":"Northeast Planning Associates’ main office is at 43 Constitution Drive, Bedford, NH 03110. Its phone number is 603-471-0900.","source":"Form ADV Part 1A, Item 1.F, filed 8 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}