{"url":"https://nivawealth.com/firms/north-branch-capital-management-307344","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307344","regulatoryAum":467500000,"crd":"307344","history":[{"filedOn":"2021-07-10","regulatoryAum":183400000,"clients":5,"employees":5,"offices":1},{"filedOn":"2022-04-12","regulatoryAum":229330658,"clients":5,"employees":7,"offices":1},{"filedOn":"2023-07-17","regulatoryAum":234300000,"clients":4,"employees":7,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":430100000,"clients":6,"employees":9,"offices":1},{"filedOn":"2025-06-06","regulatoryAum":432180000,"clients":6,"employees":7,"offices":1},{"filedOn":"2026-04-29","regulatoryAum":467500000,"clients":5,"employees":8,"offices":1}],"secFileNumber":"801-119115","legalName":"North Branch Capital Management, L.P.","displayName":"North Branch Capital Management","slug":"north-branch-capital-management-307344","website":"https://northbranchcap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/307344/605d6ec3776d2437-r1.webp","tone":"light","width":870,"height":200,"sourceUrl":"https://www.northbranchcap.com","sourceLabel":"North Branch Capital Management, L.p., website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/north-branch-capital-llc","xUrl":"https://www.twitter.com/northbranchcap","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"2215 York Road, Suite 420","city":"Oak Brook","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60523"},"tradeNames":[],"registration":{"secApproved":"17 July 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":8,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":467500000,"discretionary":467500000,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":467500000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"North Branch Capital Management has custody of $468M in client assets for 5 clients.","otherCustodians":[],"leadership":[{"name":"Kevin Bochenek","title":"Chief Compliance Officer/Chief Financial Officer","crd":"6625607"},{"name":"Daniel Bauman","title":"Limited Partner","crd":"7127200"},{"name":"Thomas Gaul","title":"Limited Partner","crd":"5173944"},{"name":"William Huber","title":"Limited Partner","crd":"7125961"},{"name":"Jonathan Leiman","title":"Limited Partner","crd":"4005704"}],"ownership":[{"label":"Jonathan Leiman","detail":"Limited partner in the 25% to 50% ownership band and a control person, since April 2019. Also a partner; managing member of North Branch Capital Management GP, LLC in the 25% to 50% band and a control person, since April 2019."},{"label":"William Huber","detail":"Limited partner in the 25% to 50% ownership band and a control person, since April 2019. Also a partner; member of North Branch Capital Management GP, LLC in the 25% to 50% band and a control person, since April 2019."},{"label":"Daniel Bauman","detail":"Limited partner in the 10% to 25% ownership band and a control person, since April 2019."},{"label":"Thomas Gaul","detail":"Limited partner in the 10% to 25% ownership band and a control person, since July 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2215 York Road, Suite 420","city":"Oak Brook","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-782-1590","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"29 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307344/PDF/307344.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does North Branch Capital Management have?","answer":"North Branch Capital Management has 5 clients and manages $468 million for them, as of April 2026. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does North Branch Capital Management offer?","answer":"North Branch Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does North Branch Capital Management have?","answer":"North Branch Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns North Branch Capital Management?","answer":"North Branch Capital Management’s direct owners are Jonathan Leiman, William Huber, Daniel Bauman and Thomas Gaul, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does North Branch Capital Management get paid?","answer":"North Branch Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact North Branch Capital Management?","answer":"North Branch Capital Management’s main office is at 2215 York Road, Suite 420, Oak Brook, IL 60523. Its phone number is 630-782-1590. Its website is northbranchcap.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}