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The fee is billed in advance.","source":"NORRIS FINANCIAL GROUP, filed 19 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Norris Financial Group use?","answer":"Norris Financial Group’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $353M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Norris Financial Group have?","answer":"Norris Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Norris Financial Group invest in?","answer":"At the end of its last fiscal year, Norris Financial Group’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 2% cash and equivalents and 1% other. 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