{"url":"https://nivawealth.com/firms/ninety-one-uk-limited-158310","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158310","regulatoryAum":130185610073,"crd":"158310","secFileNumber":"801-73635","legalName":"Ninety One Uk Limited","displayName":"Ninety One Uk Limited","website":"https://www.ninetyone.com/","linkedinUrl":"https://www.linkedin.com/company/ninetyone","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"March","headquarters":{"street":"55 Gresham Street","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2V 7EL"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":439,"advisory":69,"brokerDealerReps":0,"insuranceAgents":0,"promoters":4},"aum":{"discretionary":130185610073,"discretionaryAccounts":239,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":14},"clientTypes":[{"label":"Pooled investment vehicles","clients":119,"regulatoryAum":60148636965},{"label":"Pension and profit-sharing plans","clients":29,"regulatoryAum":11305288904},{"label":"Charitable organizations","clients":3,"regulatoryAum":1682897304},{"label":"Other investment advisers","clients":27,"regulatoryAum":9728384579},{"label":"Insurance companies","clients":24,"regulatoryAum":7822879133},{"label":"Sovereign wealth funds and foreign official institutions","clients":10,"regulatoryAum":14326627623},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":587056276},{"label":"Other","clients":24,"regulatoryAum":24583839289}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"HSBC Bank PLC","shortName":"HSBC Bank PLC","location":"London","smaAssets":11634584948},{"name":"JP Morgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"London","smaAssets":11891819171},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"London","smaAssets":8817148662},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":19204728732}],"custodyNote":"Ninety One Uk Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Nigel Smith","title":"Chief Executive Officer; Director","crd":"7384180"},{"name":"Khadeeja Bassier","title":"Chief Operating Officer","crd":"7130574"},{"name":"Richard Brearley","title":"Chief Compliance Officer","crd":"6517556"},{"name":"Kevin Alcock","title":"Director","crd":"7771435"},{"name":"Grant Cameron","title":"Director","crd":"6705071"},{"name":"Neil Found","title":"Chief Finance Officer","crd":"8302118"},{"name":"John Green","title":"Director","crd":"6026378"},{"name":"Kim McFarland","title":"Director","crd":"4373937"},{"name":"John McNab","title":"Director","crd":"5704827"},{"name":"Sandy Welthagen","title":"Director","crd":"7735612"}],"ownership":[{"label":"Ninety One Uk Holdings Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since April 2022."},{"label":"Ninety One PLC","detail":"Indirect owner: a shareholder of Ninety One Global Limited in the 75% or more band and a control person, since March 2020.","parent":"Ninety One Global Limited"},{"label":"Ninety One Global Limited","detail":"Indirect owner: a shareholder of Ninety One Uk Holdings Limited in the 75% or more band and a control person, since April 2022.","parent":"Ninety One Uk Holdings Limited"},{"label":"Forty Two Point Two","detail":"Indirect owner: a shareholder of Ninety One PLC in the 25% to 50% band and a control person, since March 2020.","parent":"Ninety One PLC"},{"label":"Marathon Trust","detail":"Indirect owner: a shareholder of Forty Two Point Two in the 75% or more band and a control person, since March 2020.","parent":"Forty Two Point Two"},{"label":"Itl Trustees Limited","detail":"Indirect owner: trustee of Marathon Trust and a control person, since March 2020.","parent":"Marathon Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442039382000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":70},{"label":"U.S. government/agency bonds","percent":1},{"label":"Sovereign bonds","percent":8},{"label":"Investment grade corporate bonds","percent":7},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"26 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158310/PDF/158310.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ninety One Uk Limited have?","answer":"Ninety One Uk Limited has 239 clients and manages $130.2 billion for them, as of June 2026. They include 119 pooled investment vehicles, 29 pension and profit-sharing plans and 27 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ninety One Uk Limited offer?","answer":"Ninety One Uk Limited provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ninety One Uk Limited use?","answer":"Ninety One Uk Limited’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $19,204,728,732, JP Morgan Chase Bank, N.A. (London), with $11,891,819,171, HSBC Bank PLC (London), with $11,634,584,948 and The Northern Trust Company (London), with $8,817,148,662. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ninety One Uk Limited have?","answer":"Ninety One Uk Limited has 0 investment adviser representatives registered with state securities authorities, out of 439 employees, and 69 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ninety One Uk Limited invest in?","answer":"At the end of its last fiscal year, Ninety One Uk Limited’s separately managed accounts held 70% exchange-traded equities, 8% sovereign bonds, 7% investment grade corporate bonds, 5% high-yield corporate bonds, 5% cash and equivalents, 3% pooled vehicles (private funds and similar) and 1% U.S. government and agency bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ninety One Uk Limited?","answer":"Ninety One Uk Limited’s direct owner is Ninety One Uk Holdings Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ninety One Uk Limited get paid?","answer":"Ninety One Uk Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}