{"url":"https://nivawealth.com/firms/nim-wealth-solutions-334754","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334754","regulatoryAum":116755871,"crd":"334754","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8098636","suffix":null,"lastName":"Hunter","firstName":"Garrison","middleName":"Daniel"},{"crd":"8035414","suffix":null,"lastName":"MECHEM","firstName":"GABRIELA","middleName":"CHENG"},{"crd":"3197545","suffix":null,"lastName":"RHYASEN","firstName":"DANIEL","middleName":"STUART"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135633","legalName":"Nim Wealth Solutions  Inc.","displayName":"NIM Wealth Solutions","slug":"nim-wealth-solutions-334754","website":"https://nimretirementgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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HNW)","clients":65,"regulatoryAum":45005416},{"label":"High-net-worth individuals","clients":74,"regulatoryAum":71750455}],"feePrograms":[{"role":"main","program":"Wrap Fee Program","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058423","versionId":1058423,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-09-18","documentName":"WRAP BROCHURE","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:57:23.120482+00:00","documents":[{"name":"WRAP BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058423","versionId":1058423,"submittedOn":"2026-09-18"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058422","versionId":1058422,"submittedOn":null}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":6939722},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":109816149}],"custodyNote":"NIM Wealth Solutions does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gabriela Mechem","title":"Managing Member / CCO","crd":"8035414"}],"ownership":[{"label":"Gabriela Mechem","detail":"Managing member / cco in the 75% or more ownership band and a control person, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1731 Technology DR., Ste 570","city":"San Jose","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-322-2009","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"Investment grade corporate bonds","percent":40},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334754/PDF/334754.pdf","brochureDate":"18 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058423","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does NIM Wealth Solutions have?","answer":"NIM Wealth Solutions has 139 clients and manages $117 million for them, as of September 2026. They include 74 high-net-worth individuals and 65 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does NIM Wealth Solutions offer?","answer":"NIM Wealth Solutions provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does NIM Wealth Solutions charge?","answer":"NIM Wealth Solutions charges up to 2.00% a year for its Wrap Fee Program. The fee is billed in arrears and is negotiable.","source":"WRAP BROCHURE, filed 18 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does NIM Wealth Solutions use?","answer":"NIM Wealth Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $110M and Fidelity Brokerage Services LLC (Smithfield, RI), with $6.94M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does NIM Wealth Solutions have?","answer":"NIM Wealth Solutions has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does NIM Wealth Solutions invest in?","answer":"At the end of its last fiscal year, NIM Wealth Solutions’ separately managed accounts held 40% investment grade corporate bonds, 34% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns NIM Wealth Solutions?","answer":"NIM Wealth Solutions’ direct owner is Gabriela Mechem (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does NIM Wealth Solutions get paid?","answer":"NIM Wealth Solutions is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact NIM Wealth Solutions?","answer":"NIM Wealth Solutions’ main office is at 1731 Technology DR., Ste 570, San Jose, CA 95110. Its phone number is 888-322-2009. Its website is nimretirementgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}