{"url":"https://nivawealth.com/firms/night-owl-capital-management-106030","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106030","regulatoryAum":1095200000,"crd":"106030","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6805756","suffix":null,"lastName":"Cowell","firstName":"Michael","middleName":"Robert"},{"crd":"7744741","suffix":null,"lastName":"Giove","firstName":"Michael","middleName":"Joseph"},{"crd":"4249417","suffix":null,"lastName":"KIM","firstName":"JOHN","middleName":"SANG-HYUN"},{"crd":"4249371","suffix":null,"lastName":"OHNELL","firstName":"EILEEN","middleName":"HONOR"},{"crd":"7390581","suffix":null,"lastName":"Piprottar","firstName":"Akshat","middleName":null}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":1103943810,"clients":137,"employees":7,"offices":1},{"filedOn":"2022-03-02","regulatoryAum":696900000,"clients":147,"employees":8,"offices":1},{"filedOn":"2023-05-10","regulatoryAum":534100000,"clients":156,"employees":9,"offices":1},{"filedOn":"2024-07-02","regulatoryAum":652700000,"clients":162,"employees":9,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":865800000,"clients":190,"employees":7,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":1095200000,"clients":219,"employees":8,"offices":1}],"secFileNumber":"801-45362","legalName":"Night Owl Capital Management, LLC","displayName":"Night Owl Capital Management","slug":"night-owl-capital-management-106030","website":"https://nightowlcapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"102 Greenwich Avenue","city":"Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06830"},"tradeNames":[],"registration":{"secApproved":"6 December 1993","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3790816.326530612,"staff":{"employees":8,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1095200000,"discretionary":1095200000,"discretionaryAccounts":340,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":11,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":53,"regulatoryAum":24500000},{"label":"High-net-worth individuals","clients":143,"regulatoryAum":718500000},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":221700000},{"label":"Charitable organizations","clients":3,"regulatoryAum":51100000},{"label":"Insurance companies","clients":1,"regulatoryAum":4800000},{"label":"Corporations and other businesses","clients":17,"regulatoryAum":74600000}],"feePrograms":[{"role":"main","program":"Separately managed accounts","feeBasis":"marginal","fee_tiers":[{"to":25000000,"pct":1.25,"from":0},{"to":null,"pct":1,"from":25000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034982","versionId":1034982,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"NIGHT OWL CAPITAL ADV PART 2A","fee_rate_low":1,"fee_rate_high":1.25,"fee_negotiable":null,"minimum_account":10000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:54:34.342628+00:00","documents":[{"name":"NIGHT OWL CAPITAL ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034982","versionId":1034982,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Wilmington, DE","smaAssets":600680000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":195597000},{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"St. Louis, MO","smaAssets":129698000}],"custodyNote":"Night Owl Capital Management has custody of $186M in client assets for 1 client.","leadership":[{"name":"Eileen Ohnell","title":"President - Chief Compliance Officer","crd":"4249371"},{"name":"John Kim","title":"Portfolio Manager","crd":"4249417"}],"ownership":[{"label":"John Kim","detail":"Portfolio manager in the 50% to 75% ownership band and a control person, since July 2005."},{"label":"Eileen Ohnell","detail":"President - chief compliance officer in the 25% to 50% ownership band and a control person, since January 2019."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"102 Greenwich Avenue","city":"Greenwich","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-302-3870","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"U.S. government/agency bonds","percent":4},{"label":"Cash and cash equivalents","percent":16}],"privateFunds":1},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106030/PDF/106030.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034982","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Night Owl Capital Management have?","answer":"Night Owl Capital Management has 219 clients and manages $1.1 billion for them, as of March 2026. They include 143 high-net-worth individuals, 53 individual clients, and 17 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Night Owl Capital Management offer?","answer":"Night Owl Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Night Owl Capital Management charge?","answer":"Night Owl Capital Management charges 1.00%–1.25% a year for its Separately managed accounts. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $10,000,000.","source":"NIGHT OWL CAPITAL ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Night Owl Capital Management use?","answer":"Night Owl Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Wilmington, DE), with $601M, Charles Schwab & Co., Inc. (San Francisco, CA), with $196M and Wells Fargo Clearing Services, LLC (St. Louis, MO), with $130M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Night Owl Capital Management have?","answer":"Night Owl Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Night Owl Capital Management invest in?","answer":"At the end of its last fiscal year, Night Owl Capital Management’s separately managed accounts held 80% exchange-traded equities, 16% cash and equivalents and 4% U.S. government and agency bonds. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Night Owl Capital Management have a minimum investment?","answer":"Yes, Night Owl Capital Management’s minimum account size for its Separately managed accounts is $10M.","source":"NIGHT OWL CAPITAL ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Night Owl Capital Management?","answer":"Night Owl Capital Management’s direct owners are John Kim (50% to 75%) and Eileen Ohnell (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Night Owl Capital Management get paid?","answer":"Night Owl Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Night Owl Capital Management registered with the SEC?","answer":"Yes, Night Owl Capital Management has been registered with the SEC as an investment adviser since 6 December 1993. Its CRD number is 106030 and its SEC file number is 801-45362.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Night Owl Capital Management?","answer":"Night Owl Capital Management’s main office is at 102 Greenwich Avenue, Greenwich, CT 06830. Its phone number is 203-302-3870. Its website is nightowlcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/night-owl-capital-management-106030/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1410833/000141083326000005/0001410833-26-000005-index.html","totalValue":952805629,"positionCount":30,"top10Share":0.6400499004608631,"top10":[{"issuer":"ALPHABET INC CAP STK CL C","titleOfClass":"COM","cusip":"02079K107","value":90571552,"shares":256337,"shareType":"SH","priorValue":93731603,"priorShares":326750},{"issuer":"TAIWAN SEMICONDUCTOR MFG CO SP","titleOfClass":"COM","cusip":"874039100","value":77895497,"shares":163108,"shareType":"SH","priorValue":54275115,"priorShares":160601},{"issuer":"MICROSOFT CORP 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}