{"url":"https://nivawealth.com/firms/nia-impact-advisors-286587","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286587","regulatoryAum":458970786,"crd":"286587","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2444600","suffix":null,"lastName":"HULL","firstName":"KRISTIN","middleName":"BLAIR"},{"crd":"8111731","suffix":null,"lastName":"Khasnabis","firstName":"Sampurna","middleName":null},{"crd":"6569596","suffix":null,"lastName":"Townsend","firstName":"Jethro","middleName":"Adnoh"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-18","regulatoryAum":301863679,"clients":152,"employees":11,"offices":1},{"filedOn":"2022-06-10","regulatoryAum":417383747,"clients":317,"employees":10,"offices":1},{"filedOn":"2023-05-31","regulatoryAum":274518326,"clients":300,"employees":12,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":409249022,"clients":198,"employees":11,"offices":1},{"filedOn":"2025-06-17","regulatoryAum":525668520,"clients":216,"employees":10,"offices":3},{"filedOn":"2026-03-31","regulatoryAum":458970786,"clients":171,"employees":9,"offices":3}],"secFileNumber":"801-117120","legalName":"Nia Impact Advisors, LLC","displayName":"Nia Impact Advisors","slug":"nia-impact-advisors-286587","website":"https://niaimpactcapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/nia-impact-capital/","xUrl":"https://twitter.com/niaimpact","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"2 August 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1742373.857142857,"staff":{"employees":9,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":458970786,"discretionary":458970786,"discretionaryAccounts":313,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":70,"regulatoryAum":18688336},{"label":"High-net-worth individuals","clients":77,"regulatoryAum":237440621},{"label":"Investment companies","clients":1,"regulatoryAum":90422509},{"label":"Charitable organizations","clients":13,"regulatoryAum":83780148},{"label":"Corporations and other businesses","clients":10,"regulatoryAum":28639172}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030197","versionId":1030197,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-27","documentName":"NIA IMPACT CAPITAL FORM ADV PART 2A 3.31.25","fee_rate_low":0.75,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting is billed hourly at $200 to $500 on a sliding scale, or as a flat fee of $1,500 to $10,000; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030197","versionId":1030197,"submittedOn":"2026-03-27","documentName":"NIA IMPACT CAPITAL FORM ADV PART 2A 3.31.25"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:22:08.578944+00:00","documents":[{"name":"NIA IMPACT CAPITAL FORM ADV PART 2A 3.31.25","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030197","versionId":1030197,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Phoenix, AZ","smaAssets":113768684},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":213325628}],"custodyNote":"Nia Impact Advisors has custody of $65.8M in client assets for 19 clients.","otherCustodians":[],"leadership":[{"name":"Kristin Hull","title":"Sole and Managing Member and Chief Executive Officer","crd":"2444600"},{"name":"Vanessa Fiore","title":"Chief Compliance Officer","crd":"5464687"},{"name":"Jethro Townsend","title":"Partner and Portfolio Manager","crd":"6569596"}],"ownership":[{"label":"Kristin Hull","detail":"Sole and managing member and chief executive officer in the 75% or more ownership band and a control person, since February 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"510-319-9221","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"Non-exchange-traded equity securities","percent":3},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":22},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286587/PDF/286587.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030197","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nia Impact Advisors have?","answer":"Nia Impact Advisors has 171 clients and manages $459 million for them, as of March 2026. They include 77 high-net-worth individuals, 70 individual clients and 13 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nia Impact Advisors offer?","answer":"Nia Impact Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Nia Impact Advisors charge?","answer":"Nia Impact Advisors charges 0.75%–1.50% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.","source":"NIA IMPACT CAPITAL FORM ADV PART 2A 3.31.25, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Nia Impact Advisors use?","answer":"Nia Impact Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $213M and Charles Schwab & Co., Inc. (Phoenix, AZ), with $114M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Nia Impact Advisors have?","answer":"Nia Impact Advisors has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Nia Impact Advisors invest in?","answer":"At the end of its last fiscal year, Nia Impact Advisors’ separately managed accounts held 60% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 3% non-exchange-traded equities, 3% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nia Impact Advisors?","answer":"Nia Impact Advisors’ direct owner is Kristin Hull (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nia Impact Advisors get paid?","answer":"Nia Impact Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Nia Impact Advisors?","answer":"Its phone number is 510-319-9221. Its website is niaimpactcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}