{"url":"https://nivawealth.com/firms/nexwealth-311424","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311424","regulatoryAum":172207939,"crd":"311424","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2057782","suffix":null,"lastName":"WEST","firstName":"MATTHEW","middleName":"EDWARD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-07","regulatoryAum":107075667,"clients":48,"employees":2,"offices":1},{"filedOn":"2022-04-07","regulatoryAum":111365398,"clients":54,"employees":5,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":119226324,"clients":120,"employees":4,"offices":1},{"filedOn":"2024-04-01","regulatoryAum":129350921,"clients":108,"employees":5,"offices":1},{"filedOn":"2025-06-11","regulatoryAum":132443445,"clients":145,"employees":5,"offices":1},{"filedOn":"2026-06-10","regulatoryAum":172207939,"clients":172,"employees":6,"offices":2}],"secFileNumber":"801-120110","legalName":"Nexwealth 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2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":739121.0068027211,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":172207939,"discretionary":172207939,"discretionaryAccounts":172,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":20},"clientTypes":[{"label":"Individuals (other than HNW)","clients":127,"regulatoryAum":34553687},{"label":"High-net-worth individuals","clients":20,"regulatoryAum":74097101},{"label":"Corporations and other businesses","clients":25,"regulatoryAum":63557151}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:46:55.746524+00:00","documents":[{"name":"2026 NEXWEALTH FORM ADV PART 2A FINAL 2026-03-31","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033469","versionId":1033469,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":166692601}],"custodyNote":"NexWealth does not have custody of client assets.","leadership":[{"name":"Matthew West","title":"Managing Member / Chief Executive Officer / President","crd":"2057782"},{"name":"Maria Christopher","title":"Chief Compliance Officer","crd":"8138468"}],"ownership":[{"label":"Matthew West","detail":"Managing member / chief executive officer / president in the 75% or more ownership band and a control person, since October 2020."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3801 Pga Boulevard, Suite 600","city":"Palm Beach Gardens","headquarters":true}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1500 JFK Boulevard","city":"Philadelphia"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"561-971-3939","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":83},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"10 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311424/PDF/311424.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033469","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does NexWealth have?","answer":"NexWealth has 172 clients and manages $172 million for them, as of June 2026. They include 127 individual clients, 25 corporations and other businesses, and 20 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does NexWealth offer?","answer":"NexWealth provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does NexWealth use?","answer":"NexWealth’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $167M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does NexWealth have?","answer":"NexWealth has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does NexWealth invest in?","answer":"At the end of its last fiscal year, NexWealth’s separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 4% U.S. government and agency bonds, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns NexWealth?","answer":"NexWealth’s direct owner is Matthew West (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does NexWealth get paid?","answer":"NexWealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is NexWealth registered with the SEC?","answer":"Yes, NexWealth has been registered with the SEC as an investment adviser since 8 January 2021. Its CRD number is 311424 and its SEC file number is 801-120110.","source":"Form ADV Part 1A, Item 1, filed 10 June 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact NexWealth?","answer":"NexWealth’s main office is at 3801 Pga Boulevard, Suite 600, Palm Beach Gardens, FL 33410. Its phone number is 561-971-3939. Its website is nexwealthllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}